Statement of Changes in Beneficial Ownership (4)
September 01 2020 - 4:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Burwick David A |
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, INC., ONE DESIGN CENTER PLACE, SUITE 850 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/31/2020 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common | 8/31/2020 | | M(1) | | 5000.00 | A | $80.525 | 59256.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 400.00 | D | $870.44 (3) | 58856.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 200.00 | D | $872.18 (4) | 58656.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 200.00 | D | $873.88 (5) | 58456.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 100.00 | D | $874.65 (6) | 58356.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 400.00 | D | $876.29 (7) | 57956.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 387.00 | D | $878.83 (8) | 57569.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 613.00 | D | $880.20 (9) | 56956.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 980.00 | D | $880.80 (10) | 55976.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 378.00 | D | $881.97 (11) | 55598.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 877.00 | D | $883.13 (12) | 54721.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 365.00 | D | $885.39 (13) | 54356.00 (2) | D | |
Class A Common | 8/31/2020 | | S(1) | | 100.00 | D | $884.87 (14) | 54256.00 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $80.525 | 8/31/2020 | | M (1) | | | 5000.00 | 5/25/2011 | 5/24/2021 | Class A Common | 5000.00 | $0.00 | 0.00 | D | |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 29, 2020. |
(2) | The shares reported include 32,062 shares of restricted stock subject to vesting conditions. |
(3) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $870.11 to $870.53. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(4) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $872.03 to $872.33. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(5) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $873.43 to $874.32. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(6) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $874.65 to $874.65. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(7) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $875.80 to $876.78. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(8) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 387 shares is from $878.11 to $878.99. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(9) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 613 shares is from $879.46 to $880.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(10) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 980 shares is from $880.51 to $881.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(11) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 378 shares is from $881.51 to $882.45. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(12) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 877 shares is from $882.67 to $883.56. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(13) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 365 shares is from $883.75 to $884.65. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(14) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $884.82 to $885.41. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Burwick David A C/O THE BOSTON BEER COMPANY, INC. ONE DESIGN CENTER PLACE, SUITE 850 BOSTON, MA 02210 | X |
| President and CEO |
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Signatures
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Michael G. Andrews under POA for the benefit of David A. Burwick | | 9/1/2020 |
**Signature of Reporting Person | Date |
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