Washington, D.C. 20549
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this Schedule 13D because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 03676B 102
_____________________
CUSIP No. 03676B 102
_____________________
CUSIP No. 03676B 102
_____________________
CUSIP No. 03676B 102
_____________________
CUSIP No. 03676B 102
_____________________
CUSIP No. 03676B 102
_____________________
This Amendment No. 3 amends and supplements the Schedule 13D relating to the shares of common stock, par value $0.01 per share (the “Shares”), issued by Antero Midstream Corporation, a Delaware corporation (the
“Issuer”), filed on March 15, 2019, as amended by Amendment No. 1 thereto filed on May 24, 2019, as amended further by Amendment No. 2 thereto filed on September 9, 2019 (the “Schedule 13D”). On March 12, 2019, the Issuer was formed as a result of
the conversion of Antero Midstream GP LP (“AMGP”) from a limited partnership to a corporation under the laws of the State of Delaware. Capitalized terms used herein without definition shall have the meanings given to such terms in the Schedule 13D.
Item 4. Purpose of Transaction.
Item 4 is hereby amended to add the following paragraphs:
On November 12, 2019, the WP X O&G Funds sold all of their 22,965,437 Shares, Yorktown VII sold 1,179,537 Shares and Yorktown VIII sold 1,820,463 Shares in a registered offering and at a price of $6.52 per Share
pursuant to the Underwriting Agreement dated November 6, 2019 by and among the Issuer, Yorktown VII, Yorktown VIII, and certain funds affiliated with Warburg Pincus LLC (together with Yorktown VII and Yorktown VIII, the “Selling Stockholders”) and
Barclays Capital Inc. (the “Underwriting Agreement”). As a result of such sale, the Reporting Persons and the Warburg Entities ceased to beneficially own more than five percent of the outstanding voting securities of the Issuer and the Reporting
Persons are no longer subject to the terms of the Stockholders’ Agreement nor part of any deemed Section 13(d) group in connection with the Stockholders’ Agreement.
Item 5. Interest in Securities of the Issuer.
Item 5 shall be amended and restated as follows:.
(a)-(b) As a result of the transaction disclosed in Item 4 herein, the Reporting Persons have ceased to beneficially own more than five percent of the outstanding common stock of the Issuer and no
longer have sole or shared power to vote, direct the vote, dispose or direct the disposition of more than five percent of the outstanding common stock of the Issuer, and therefore their obligation to file further amendments to this statement has
terminated.
(c) Except as described in this Schedule 13D, none of the Reporting Persons has effected any transactions in shares of common stock of the Issuer during the past 60 days.
(d) Not applicable.
(e) On November 12, 2019, pursuant to the Underwriting Agreement, Yorktown VII sold 1,179,537 Shares, Yorktown VIII sold 1,820,463 Shares and the WP X O&G Funds sold all remaining Shares owned by
them, each such sale in a registered offering and at a price of $6.52 per Share, and as a result of such sale, each of the Reporting Persons ceased to be the beneficial owners of more than five percent of the common stock of the Issuer pursuant to
any deemed Section 13(d) group in connection with the Stockholders’ Agreement.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
The information set forth in Item 4 is hereby incorporated by reference into this Item 6.
Item 7. Material to be Filed as Exhibits.
Item 7 is hereby amended to add the following exhibit:
Underwriting Agreement, dated November 6, 2019, by and among the Issuer, the Selling Stockholders and Barclays Capital Inc. (incorporated by reference to Exhibit 1.1 of the Issuer’s Current Report on Form 8-K filed on
November 12, 2019).
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
YORKTOWN ENERGY PARTNERS VII, L.P.
By: Yorktown VII Company LP, its general partner
By: Yorktown VII Associates LLC, its general partner
YORKTOWN VII COMPANY LP
By: Yorktown VII Associates LLC, its general partner
YORKTOWN VII ASSOCIATES LLC
YORKTOWN ENERGY PARTNERS VIII, L.P.
By: Yorktown VIII Company LP, its general partner
By: Yorktown VIII Associates LLC, its general partner
YORKTOWN VIII COMPANY LP
By: Yorktown VIII Associates LLC, its general partner
YORKTOWN VIII ASSOCIATES LLC