Annual Statement of Changes in Beneficial Ownership (5)

Date : 02/14/2020 @ 8:03PM
Source : Edgar (US Regulatory)
Stock : American Express Company (AXP)
Quote : 85.61  0.0 (0.00%) @ 9:29AM
Pre-Market
Last Trade
Last $ 82.50 ▼ -3.11 (-3.63%)

Annual Statement of Changes in Beneficial Ownership (5)

FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Buckminster Douglas E.
2. Issuer Name and Ticker or Trading Symbol

AMERICAN EXPRESS CO [AXP]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Grp Pres, Glb Consumer Svcs
(Last)          (First)          (Middle)

200 VESEY STREET, AMERICAN EXPRESS TOWER
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

NEW YORK, NY 10285-5001
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 11/22/2019  G 1050 D$0 (1)65737.914 (2)D  
Common Stock        11902 (3)I By GRAT 
Common Stock        13647.64 I 401(k) Trust 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The reported disposition represents a bona fide charitable gift made by the reporting person.
(2) Includes shares acquired pursuant to dividend reinvestment.
(3) This balance reflects the prior transfer of 20,496 shares from the reporting person's GRAT to direct holdings.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Buckminster Douglas E.
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY 10285-5001


Grp Pres, Glb Consumer Svcs

Signatures
/s/ Tangela S. Richter, attorney-in-fact2/14/2020
**Signature of Reporting PersonDate

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