Statement of Changes in Beneficial Ownership (4)
February 24 2021 - 04:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Fato Luciana |
2. Issuer Name and Ticker or Trading
Symbol AMERICAN INTERNATIONAL GROUP, INC. [ AIG
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, GC, Comms & Govt Affairs |
(Last)
(First)
(Middle)
AMERICAN INTERNATIONAL GROUP, INC., 175 WATER
STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/22/2021
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(Street)
NEW YORK, NY 10038
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
2/22/2021 |
|
M |
|
26051.0000 (1) |
A |
$0.0000 |
42458.0000 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
2021 Restricted Stock Units |
(2) |
2/22/2021 |
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A |
|
24380.0000 (3) |
|
(3) |
(3) |
Common Stock |
24380.0000 |
$0.0000 |
24380.0000 |
D |
|
2021 Stock Options (Right to
Buy) |
$44.1000 |
2/22/2021 |
|
A |
|
88141.0000 |
|
1/1/2024 |
2/22/2031 |
Common Stock |
88141.0000 |
$0.0000 |
88141.0000 |
D |
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Explanation of
Responses: |
(1) |
Represents AIG Common Stock
underlying the 2018 Performance Share Units (including related
dividend equivalent rights in the form of 2018 Performance Share
Units) earned as determined by AIG's Compensation and Management
Resources Committee on February 22, 2021 based on pre-established
performance goals for the three-year performance period ended
December 31, 2020. The earned 2018 Performance Share Units
(including related dividend equivalent rights in the form of 2018
Performance Share Units) vested on January 1, 2021, and are settled
in shares of AIG Common Stock. |
(2) |
The 2021 Restricted Stock
Units convert to AIG Common Stock on a 1-to-1 basis. |
(3) |
Represents the grant of 2021
Restricted Stock Units. The 2021 Restricted Stock Units vest on
January 1, 2024, subject to the reporting person's continued
employment through the vesting date, and are settled in shares of
AIG Common Stock. The award includes dividend equivalent rights
payable in the form of additional 2021 Restricted Stock
Units. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Fato Luciana
AMERICAN INTERNATIONAL GROUP, INC.
175 WATER STREET
NEW YORK, NY 10038 |
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|
EVP, GC, Comms & Govt Affairs |
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Signatures
|
/s/ Alanna Franco,
attorney-in-fact |
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2/24/2021 |
**Signature of Reporting
Person |
Date |