Initial Statement of Beneficial Ownership (3)
October 02 2019 - 5:51PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOLDMAN BARRY R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/27/2019
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3. Issuer Name and Ticker or Trading Symbol
ACUITY BRANDS INC [AYI]
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(Last)
(First)
(Middle)
C/O ACUITY BRANDS, INC., 1170 PEACHTREE STREET, NE, SUITE 2300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP & General Counsel / |
(Street)
ATLANTA, GA 30309
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5274 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option | (2) | 10/26/2025 | Common Stock | 2145.0 | $207.8 | D | |
Non-Qualified Stock Option | (3) | 10/24/2026 | Common Stock | 2325.0 | $239.76 | D | |
Non-Qualified Stock Option | (4) | 10/25/2027 | Common Stock | 1751.0 | $156.39 | D | |
Non-Qualified Stock Option | (5) | 10/24/2028 | Common Stock | 2936.0 | $116.36 | D | |
Explanation of Responses: |
(1) | The total direct shares owned includes 5,274 time-vesting restricted shares. |
(2) | This option was granted on October 26, 2015 and vested ratably over a three-year period. It became fully vested on October 26, 2018. |
(3) | This option was granted on October 24, 2016 and vests ratably over a three-year period. It will become fully vested on October 24, 2019. |
(4) | This option was granted on October 25, 2017 and vests ratably over a three-year period. It will become fully vested on October 25, 2020. |
(5) | This option was granted on October 24, 2018 and vests ratably over a three-year period. It will become fully vested on October 24, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOLDMAN BARRY R C/O ACUITY BRANDS, INC. 1170 PEACHTREE STREET, NE, SUITE 2300 ATLANTA, GA 30309 |
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| SVP & General Counsel |
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Signatures
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Jill A. Gilmer, under Power of Attorney for Barry R. Goldman | | 10/2/2019 |
**Signature of Reporting Person | Date |
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