Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 05:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Alpern Robert J |
2. Issuer Name and Ticker or Trading
Symbol AbbVie Inc. [ ABBV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
1 N. WAUKEGAN ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/31/2020
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(Street)
NORTH CHICAGO, IL 60064
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Equivalent Units |
$0 (1) |
12/31/2020 |
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A |
|
67 |
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(1) |
(1) |
Common Stock |
67 |
$107.15 |
7602 (2) |
D |
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Explanation of
Responses: |
(1) |
Director fees credited to
stock equivalent unit accounts under grantor trusts established by
the director at Abbott Laboratories and AbbVie. The stock
equivalent units in the Abbott account will be paid, in cash,
generally at age 65 or upon retirement from Abbott's board, and the
stock equivalent units in the AbbVie account will be paid, in cash,
generally at age 65 or upon retirement from AbbVie's board. The
stock equivalent units in each account earn the same return as if
the fees were invested in AbbVie stock. |
(2) |
Balance includes stock
equivalent units acquired pursuant to a dividend reinvestment
feature. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Alpern Robert J
1 N. WAUKEGAN ROAD
NORTH CHICAGO, IL 60064 |
X |
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Signatures
|
Steven L. Scrogham, attorney-in-fact for Robert
J. Alpern |
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1/5/2021 |
**Signature of Reporting
Person |
Date |