Current Report Filing (8-k)
September 22 2021 - 8:55AM
Edgar (US Regulatory)
0001425287
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0001425287
2021-09-21
2021-09-21
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xbrli:shares
iso4217:USD
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): September
21, 2021
WORKHORSE
GROUP INC.
(Exact name of registrant as specified in its charter)
Nevada
|
|
001-37673
|
|
26-1394771
|
(State
or other jurisdiction of
incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
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100
COMMERCE DRIVE, LOVELAND, ohio
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45140
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(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (513) 360-4704
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
|
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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|
Trading
Symbol
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Name
of each exchange
on which registered
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Common Stock, par value $0.001 per share
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WKHS
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The Nasdaq Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01 OTHER EVENTS
On
September 21, 2021, Workhorse Group Inc. (the “Company”) filed a Part 573 Safety Recall Report with the National Highway
Traffic Safety Administration with respect to its determination that additional testing and modifications to existing vehicles
are required in order to certify the Company’s C-1000 vehicles under Federal Motor Vehicle
Safety Standards. A copy of the Company’s press release, dated September 22, 2021, with respect to this matter is filed as Exhibit
99.1 and is incorporated by reference in this Current Report on Form 8-K.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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WORKHORSE GROUP INC.
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Date: September 22, 2021
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By:
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/s/ James D. Harrington
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James D. Harrington
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Chief Administrative Officer, General Counsel and Secretary
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2
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