Initial Statement of Beneficial Ownership (3)

Date : 08/28/2019 @ 8:53PM
Source : Edgar (US Regulatory)
Stock : Westell Technologies (WSTL)
Quote : 0.9591  -0.0359 (-3.61%) @ 8:15PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Jaynes Jeniffer L

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/24/2019 

3. Issuer Name and Ticker or Trading Symbol

WESTELL TECHNOLOGIES INC [WSTL]

(Last)        (First)        (Middle)

750 N COMMONS DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Interim CFO /

(Street)

AURORA, IL 60504      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common Stock 48293 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option  (2)9/18/2022 Class A Common Stock 1250 $4.7 D  
Employee Stock Option  (2)4/1/2023 Class A Common Stock 1250 $4.64 D  

Explanation of Responses:
(1) Includes 26,001 unvested restricted stock units (RSUs). Upon vesting, RSUs convert into shares of Class A Common Stock on a one-for-one basis.
(2) Option is fully vested.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Jaynes Jeniffer L
750 N COMMONS DRIVE
AURORA, IL 60504


Interim CFO

Signatures
/s/ Jennifer L. Jaynes8/28/2019
**Signature of Reporting PersonDate

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