Statement of Changes in Beneficial Ownership (4)
July 31 2020 - 7:54PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hammerschmidt Judith Lynne |
2. Issuer Name and Ticker or Trading Symbol
Verb Technology Company, Inc.
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VERB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
2210 NEWPORT BLVD, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/23/2019 |
(Street)
NEWPORT BEACH, CA 92663
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/23/2019 (1) | | A | | 70565 (2) | A | $0.00 | 150928 | D | |
Common Stock | 12/23/2019 (1) | | A | | 88207 (3) | A | $0.00 | 239135 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions reported herein were previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 27, 2019. |
(2) | On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 70,565 shares of common stock representing the stock component of the Reporting Person's annual compensation. The restricted stock award vests on the one-year anniversary of the date of grant. |
(3) | On December 23, 2019, the board of directors of the Issuer granted a restricted stock award to the Reporting Person equal to 88,207 shares of common stock representing the initial restricted stock award granted to the Reporting Person as a member of the board of directors of the Issuer. The restricted stock award is subject to a three-year vesting period, with one third vesting on the first, second and third anniversaries of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hammerschmidt Judith Lynne 2210 NEWPORT BLVD, SUITE 200 NEWPORT BEACH, CA 92663 | X |
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Signatures
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/s/ Judith L. Hammerschmidt | | 7/31/2020 |
**Signature of Reporting Person | Date |
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