Statement of Changes in Beneficial Ownership (4)
July 07 2021 - 6:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Osmium Partners, LLC |
2. Issuer Name and Ticker or Trading Symbol
TUESDAY MORNING CORP/DE
[
TUEM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
300 DRAKES LANDING ROAD, SUITE 172 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/2/2021 |
(Street)
GREENBRAE, CA 94904
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/2/2021 | | J(1) | | 150000 | D | $0 | 216845 | I | By Osmium Spartan, LP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Osmium Spartan, LP distributed, on a pro rata basis, shares of Common Stock to limited partners in Osmium Spartan, LP, for which Osmium Partners, LLC serves as general partner, as part of a pro rata distribution. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Osmium Partners, LLC 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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OSMIUM CAPITAL LP 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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Osmium Capital II, LP 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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OSMIUM SPARTAN L P 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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Osmium Partners (Larkspur SPV), LP 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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Lewis John Hartnett 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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Osmium Partners (Equation) LLC 300 DRAKES LANDING ROAD, SUITE 172 GREENBRAE, CA 94904 | X | X |
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Signatures
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/s/ John H. Lewis, for (i) himself and (ii) as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP and a Managing Member of Osmium Partners (Equation) LLC | | 7/7/2021 |
**Signature of Reporting Person | Date |
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