Current Report Filing (8-k)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or Section 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): January 8,
TD Holdings, Inc.
(Exact name of registrant as specified in its charter)
or other jurisdiction
25th Floor, Block C, Tairan Building
No. 31 Tairan 8th Road, Futian District
Shenzhen, Guangdong, PRC 518000
(Address of Principal Executive Offices)
+86 (0755) 88898711
(Issuer’s telephone number)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation to the registrant
under any of the following provisions:
communications pursuant to Rule 425 under the Securities Act (17
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
of each class
of each exchange on which registered
Stock, par value $0.001
of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Appointment of Xiangjun Wang
Effective February 8, 2021, the board of directors (the
“Board”) of TD Holdings, Inc. (the “Company”)
appointed Mr. Donghong Xiong as a director of the Board.
The biographical information of Mr. Xiong is set forth below.
Mr. Xiong, age 53, has served as the managing director of
Synergetic Innovation Fund Management Co., LTD. since 2014. He
served as the M&A general manager at Shanghai Search Media
Group from 2007 to 2013. Mr Xiong holds a Bachelor’s degree in
philosophy from Sun Yat-Sen University and also received his MBA
and PhD in Scientific Philosophy from Sun Yat-Sen University.
Mr. Xiong does not have a family relationship with any director or
executive officer of the Company and has not been involved in any
transaction with the Company during the past two years that would
require disclosure under Item 404(a) of Regulation S-K.
Mr. Xiong also entered into a director offer letter (the “Offer
Letter”) with the Company, which sets his annual compensation
at 10,000 shares of common stock of the Company and establishes
other terms and conditions governing his service to the Company.
The Offer Letter is qualified in its entirety by reference to the
complete text of the Offer Letter, which is filed hereto as
||Financial Statement and
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
February 8, 2021