Statement of Changes in Beneficial Ownership (4)
January 22 2020 - 6:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
May Katie |
2. Issuer Name and Ticker or Trading Symbol
STAMPS.COM INC
[
STMP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
3700 N. CAPITAL OF TEXAS HWY., STE. 550 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/17/2020 |
(Street)
AUSTIN, TX 78746
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Common Stock) | $192.25 | 1/17/2020 | | D | | | 16876 | 4/1/2018 (1) | 3/1/2028 | Common | 16876.0 | $0 (2) | 13124 | D | |
Stock Option (Common Stock) | $196.05 | 1/17/2020 | | D | | | 11667 | 5/2/2018 (3) | 4/2/2028 | Common | 11667.0 | $0 (2) | 8333 | D | |
Stock Option (Common Stock) | $35.04 | 1/17/2020 | | D | | | 33500 | 6/3/2020 (4) | 6/3/2029 | Common | 33500.0 | $0 (5) | 16500 | D | |
Explanation of Responses: |
(1) | This option vests in 48 approximately equal monthly installments. The first vesting date was April 1, 2018. |
(2) | As previously disclosed by the issuer, the reporting person resigned from her position as the GM of the issuer's ShippingEasy subsidiary as of December 31, 2019. In connection with entering into a consulting agreement with the issuer on January 17, 2020, the reporting person agreed to forfeit the entire unvested portion of this stock option. |
(3) | This option vests in 48 approximately equal monthly installments. The first vesting date was May 2, 2018. |
(4) | This option vests, with respect to approximately one-third of the shares, on the first anniversary of the date of grant and, with respect to the remaining two-thirds of the shares, in 24 approximately equal monthly installments thereafter. |
(5) | The reporting person resigned from her position as the GM of the issuer's ShippingEasy subsidiary as of December 31, 2019. In connection with entering into a consulting agreement with the issuer on January 17, 2020, the reporting person agreed to forfeit the portion of this stock option that was scheduled to vest subsequent to the first anniversary of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
May Katie 3700 N. CAPITAL OF TEXAS HWY. STE. 550 AUSTIN, TX 78746 | X |
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Signatures
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/s/ David M. Zlotchew, Attorney-in-Fact | | 1/22/2020 |
**Signature of Reporting Person | Date |
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