Current Report Filing (8-k)

Date : 06/21/2019 @ 10:06AM
Source : Edgar (US Regulatory)
Stock : STAAR Surgical Company (STAA)
Quote : 35.21  0.31 (0.89%) @ 11:00PM
After Hours
Last Trade
Last $ 35.21 ◊ 0.00 (0.00%)

Current Report Filing (8-k)

U N IT E D S T A T ES

S E C U R IT I E S A N D E X CHA N GE CO M MISSION

WAS H IN G TON, DC 2 0549

 

 

FORM 8-K

 

CURRENT REPORT

P u r s u a n t t o S e c tion 13 or 15(d) of t h e S ec u r ities Excha n ge A c t of 1934

 

Da t e of re p o r t ( D a t e of e a r l i e st e v e n t r e p o r t e d) : June 20, 2019

 

 

STAAR Surgical Company

( Ex act N a m e of Re g i s trant a s S p ecified i n Charter)

 

 

Delaware

0-11634

95-3797439

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

1911 Walker Ave.,

Monrovia, California

 

91016

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: 626-303-7902

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Che c k t he a ppropr iate bo x b e l o w i f the F o r m 8 - K f il i n g is i n ten d ed to s i mult a ne o u sl y sati s f y t he f il i ng ob l i gati o n o f the r egistr a nt un d er a n y o f t he f o ll o w i n g pro visi o ns ( s ee G e ne r al I n s tructi o n A . 2 . b el o w ) :

 

Wr itten c o mm u n icati o n p u r s u a n t to R u le 42 5 un d er t h e Se c u r ities A ct (1 7 C F R 230 . 4 2 5 )

 

S o liciting m ate r ial p u r s u a n t to Ru le 14 a - 1 2 u n d er t h e E x c h a ng e A ct (1 7 C F R 240 . 14 a - 12)

 

P re - c o mm e n c e m e n t c o m m u n i c a ti o n p u r s u a n t to Ru le 14 d - 2(b ) un d er t h e E x c h a n g e A ct (1 7 C FR 240 . 14 d - 2( b ) )

 

P re - c o mm e n c e m e n t c o m m u n i c a ti o n p u r s u a n t to Ru le 13 e - 4 ( c) un d er t h e E x c h a ng e A c t (1 7 C FR 240 . 13 e - 4( c ) )

 

 

I n dicate b y c h e c k m a r k w h e ther t h e re g i s tr a n t is a n e m er g i ng g r o w t h c o m pany as defi n ed in R u le 405 of t h e Se c u rities A ct o f 1 933 (17 C FR §230 . 405) or Ru le 1 2 b - 2 of t h e Se c u rities E x c han g e A ct of 1934 (17 C FR §240 . 1 2 b - 2).

E m e r g i n g g r o w t h c o m p a n y

 

If an e m er g i ng g r o w th c o m p a n y , i n dicate b y c h e c k m ark i f t h e re g istra n t h as elected n ot to us e t h e e x t e n ded tra ns i t ion period f or co m p l y i n g w i th a ny n e w or re v i s ed f i n a n cial accou n t i ng s t a n da r ds pro v ided p u r su a n t to S ection 13(a) of t h e E x c h a n g e A ct.

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common

STAA

NASDAQ

 



Item 5.07.

Submission of Matters to a Vote of Security Holders

The annual meeting of the shareholders of the Company (the “Annual Meeting”) was held on June 20, 2019.   44,472,846 shares of common stock were outstanding on the record date for the Annual Meeting (April 23, 2019) and entitled to vote at the Annual Meeting.  The voting was as follows:  

1.

To elect five directors to serve for terms to expire in 2020 or until their successors have been elected and qualified.  

 

Number of Shares

For

Withheld

Broker Non-Votes

Stephen Farrell

29,751,746

370,357

7,675,423

Caren Mason

29,872,689

249,414

7,675,423

John Moore

29,695,189

426,914

7,675,423

Louis Silverman

29,613,435

508,668

7,675,423

William Wall

29,738,042

384,061

7,675,423

 

 

 

 

 

 

 

 

2.  

To ratify the selection of BDO USA, LLP as the Company’s independent registered public accountants for the fiscal year ending January 3, 2020.  

 

Number of Shares

For

Against

Abstain

37,454,184

337,859

5,483

 

3.  

To hold an advisory vote to approve STAAR’s annual compensation program for non-employee directors.  

 

Number of Shares

For

Against

Abstain

Broker Non-Votes

29,615,904

489,342

16,857

7,675,423

 

 

 

 

 


4.

To hold an advisory vote to approve STAAR’s compensation of its named executive officers.  

 

Number of Shares

For

Against

Abstain

Broker Non-Votes

29,511,469

594,639

15,995

7,675,423

 

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

STAAR Surgical Company 

 

June 20, 2019

By:

/s/ Caren Mason

 

 

Caren Mason

 

 

President and Chief Executive Officer

 

 

 

STAAR Surgical (NASDAQ:STAA)
Historical Stock Chart

1 Year : From Nov 2018 to Nov 2019

Click Here for more STAAR Surgical Charts.

STAAR Surgical (NASDAQ:STAA)
Intraday Stock Chart

Today : Saturday 16 November 2019

Click Here for more STAAR Surgical Charts.

Latest STAA Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts


Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.


NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.