UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of March 2020

 

Commission File No.: 001-37678

 

 

SPI ENERGY CO., LTD.

 

 

Suite 2703, 27/F, China Resources Building
26 Harbour Road, Wan Chai
Hong Kong SAR, China
(Address of Principal Executive Offices.)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F               Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 

     

 

 

Other Information

 

On March 26, 2020, SPI Energy Co., Ltd. (the “Company”) announced that it received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market Inc. (“NASDAQ”) on March 23, 2020 indicating that the Company is not in compliance with NASDAQ Listing Rule 5450(b)(3)(C) for continued listing because the market value of its publicly held shares was less than $15 million.

 

A copy of the press release is attached hereto as exhibit 99.1.

 

Financial Statements and Exhibits.

 

Exhibit No. Description
   
99.1 Press Release dated March 26, 2020

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated: March 26, 2020

 


SPI ENERGY CO., LTD.

 

By: /s/ Xiaofeng Peng                                 
Name: Xiaofeng Peng
Title: Chief Executive Officer

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