FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

DUNLAP DAVID W
2. Issuer Name and Ticker or Trading Symbol

SOCKET MOBILE, INC. [ SCKT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

39700 EUREKA DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

7/27/2020
(Street)

NEWARK, CA 94560
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 7/27/2020  C  5000 A$1.82 13546 D  
Common Stock 7/27/2020  C  5000 A$1.82 18546 D  
Common Stock 7/27/2020  C  4060 A$1.82 22606 D  
Common Stock 7/27/2020  C  5000 A$2.36 27606 D  
Common Stock 7/27/2020  C  3500 A$2.36 31106 D  
Common Stock 7/27/2020  S  22560 (1)D$3.85 8546 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common stock option $1.82 7/27/2020  X     5000   (2)2/22/2021 Common 5000 $0 148560 D  
Common stock option $1.82 7/27/2020  X     5000   (2)2/22/2021 Common 5000 $0 143560 D  
Common stock option $1.82 7/27/2020  X     4060   (2)2/22/2021 Common 4060 $0 139500 D  
Common stock option $2.36 7/27/2020  X     5000   (2)2/27/2022 Common 5000 $0 134500 D  
Common stock option $2.36 7/27/2020  X     3500   (2)2/27/2022 Common 3500 $0 131000 D  

Explanation of Responses:
(1) Automatic 10b5-1 Plan transaction adopted on 11/25/2019 for 1/1/2020 - 2/22/2021.
(2) Vests monthly over 48 months.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
DUNLAP DAVID W
39700 EUREKA DRIVE
NEWARK, CA 94560
X



Signatures
/s/ David Dunlap7/29/2020
**Signature of Reporting PersonDate

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