Item 4. Ownership
The information required by Items 4(a) (c) is set forth in Rows (5) (11) of the cover page for each Reporting Person hereto
and is incorporated herein by reference for each such Reporting Person. Mr. Gallagher is the majority shareholder of ISM Connect.
The
Companys Prospectus filed pursuant to Rule 424(b)(3) filed with the Securities and Exchange Commission on December 7, 2018, reports that the total number of outstanding shares of Common Stock as of November 20, 2018 was 28,266,914,
and the Companys Form
8-K
filed on January 11, 2019 reports an additional 2,699,531 shares of common stock issued by the issuer, for a total of 30,966,445 shares. The percentage set forth on row
(11) of the cover page for each Reporting Person is based on the Companys total number of outstanding shares of Common Stock
Instruction
. For computations regarding securities which represent a right to acquire an underlying security see
§240.13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following.
Instruction
: Dissolution of a group requires a response to
this item.
Not Applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
If any other person is known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person
should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Not Applicable.
Item 7. Identification and
Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
If a parent holding
company has filed this schedule, pursuant to Rule
13d-1(b)(ii)(G),
so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent
holding company has filed this schedule pursuant to Rule
13d-1(c)
or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
Not Applicable.
Item 8. Identification and
Classification of Members of the Group
If a group has filed this schedule pursuant to
§240.13d-1(b)(1)(ii)(J),
so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to
§240.13d-1(c)
or
§240.13d-1(d),
attach an exhibit stating the identity of each member of the group.
Not Applicable.
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