Statement of Changes in Beneficial Ownership (4)
December 19 2019 - 4:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MEYER JAMES E |
2. Issuer Name and Ticker or Trading Symbol
SIRIUS XM HOLDINGS INC.
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(SIRI)
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
1290 AVENUE OF THE AMERICAS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/18/2019 |
(Street)
NEW YORK, NY 10104
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/18/2019 | | G | | 716549.0000 (1) | D | $0.0000 | 2690980.0000 | D | |
Common Stock | 12/18/2019 | | J | | 716549.0000 (2) | A | $0.0000 | 716549.0000 | I | By Crat |
Common Stock | 12/18/2019 | | S | | 716549.0000 (3) | D | $7.0107 (4) | 0.0000 | I | By Crat |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On December 18, 2019, Mr. Meyer contributed 716,549 shares of Sirius XM Holdings Inc. (the "Company") common stock to a Charitable Remainder Annuity Trust (the "Trust") of which Mr. Meyer is a trustee and of which his wife and he, in that order, are beneficiaries. Mr. Meyer continues to report beneficial ownership of all of the Company's common stock held by the Trust but disclaims beneficial ownership except to the extent of his and his wife's annunity interest therein. |
(2) | Acquisition of shares by the Trust. |
(3) | The Trust sold 716,549 shares of the Company's common stock to fund the Trust. |
(4) | Represents the weighted average sales price for the price increments ranging from $7.00 to $7.015. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MEYER JAMES E 1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104 | X |
| Chief Executive Officer |
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Signatures
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/s/Patrick L. Donnelly, attorney in fact | | 12/19/2019 |
**Signature of Reporting Person | Date |
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