Initial Statement of Beneficial Ownership (3)
April 10 2020 - 5:02PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Reddin Matthew |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2020
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3. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [SFNC]
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(Last)
(First)
(Middle)
C/O SIMMONS FIRST NATIONAL CORP., 501 MAIN STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & Chief Banking Officer / |
(Street)
PINE BLUFF, AR 71601
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
SFNC | 24586 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option | 12/31/2015 | 8/9/2025 | Common | 4822 | $22.75 | D | |
Non-Qualified Stock Option | 12/31/2016 | 8/9/2025 | Common | 9646 | $22.75 | D | |
Non-Qualified Stock Option | 12/31/2017 | 8/9/2025 | Common | 4592 | $22.75 | D | |
Non-Qualified Stock Option | 1/19/2017 | 1/19/2026 | Common | 1194 | $23.51 | D | |
Non-Qualified Stock Option | 1/19/2018 | 1/19/2026 | Common | 1194 | $23.51 | D | |
Non-Qualified Stock Option | 1/19/2019 | 1/19/2026 | Common | 1192 | $23.51 | D | |
Restricted Stock Unit | (2) | (2) | Common | 766 | (1) | D | |
Restricted Stock Unit | (3) | (3) | Common | 1730 | (1) | D | |
Restricted Stock Unit | (4) | (4) | Common | 9403 | (1) | D | |
Restricted Stock Unit | (5) | (5) | Common | 4837 | (1) | D | |
Explanation of Responses: |
(1) | Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. |
(2) | The balance of Restricted Stock Unit vests on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. |
(3) | 865 Restricted Stock Units vest on February 26, 2021 and 865 Restricted Stock Units vest on February 26, 2022. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. |
(4) | 3,134 Restricted Stock Units vest on December 16, 2020, 3,134 Restricted Stock Units vest on December 16, 2021 and 3,135 Restricted Stock Units vest on December 16, 2022. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. |
(5) | 1,612 Restricted Stock Units vest on February 26, 2021, 1,612 Restricted Stock Units vest on February 26, 2022 and 1,613 Restricted Stock Units vest on February 26, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Reddin Matthew C/O SIMMONS FIRST NATIONAL CORP. 501 MAIN STREET PINE BLUFF, AR 71601 |
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| EVP & Chief Banking Officer |
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Signatures
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/s/ Matthew Reddin by Piper P. Erwin | | 4/10/2020 |
**Signature of Reporting Person | Date |
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