Initial Statement of Beneficial Ownership (3)

Date : 09/05/2019 @ 9:55PM
Source : Edgar (US Regulatory)
Stock : SeaChange International Inc (SEAC)
Quote : 3.4  0.05 (1.49%) @ 3:36PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hassler Chad A.

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/29/2019 

3. Issuer Name and Ticker or Trading Symbol

SEACHANGE INTERNATIONAL INC [SEAC]

(Last)        (First)        (Middle)

C/O SEACHANGE INTERNATIONAL, INC., 50 NAGOG PARK

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Commercial Officer /

(Street)

ACTON, MA 01720      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Option (right to buy) 2/11/2020 2/11/2029 Common 50000 (1)$1.62 D  
Incentive Stock Option (right to buy) 6/11/2020 6/11/2029 Common 75000 (2)$1.43 D  

Explanation of Responses:
(1) One third of the stock options will vest annually on February 11, 2020, February 11, 2021 and February 11, 2022.
(2) One third of the stock options will vest annually on June 11, 2020, June 11, 2021 and June 11, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Hassler Chad A.
C/O SEACHANGE INTERNATIONAL, INC.
50 NAGOG PARK
ACTON, MA 01720


Chief Commercial Officer

Signatures
/s/ Chad Hassler9/5/2019
**Signature of Reporting PersonDate

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