Initial Statement of Beneficial Ownership (3)

Date : 02/06/2020 @ 11:43AM
Source : Edgar (US Regulatory)
Stock : Ruths Hospitality Group Inc (RUTH)
Quote : 6.47  0.94 (17.00%) @ 7:09PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GIVENS ALICE G
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/5/2020 

3. Issuer Name and Ticker or Trading Symbol

Ruths Hospitality Group, Inc. [RUTH]
(Last)        (First)        (Middle)

1030 W. CANTON AVE. STE 100
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, General Counsel /
(Street)

WINTER PARK, FL 32789      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 36984 (1)D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Includes shares of restricted stock granted pursuant to the Company's 2005 Long-Term Equity Incentive Plan and the Company's 2018 Omnibus Incentive Plan as follows: (i) 891 shares which vest on 3/11/2020; (ii) 1,784 shares which vest on 3/13/2020; (iii) 673 shares which vest on 3/13/2020; (iv) 674 shares which vest on 3/13/2021; (v) 2,629 shares which vest on 3/13/2021; (vi) 658 shares which vest on 3/13/2020; (vii) 658 shares which vest on 3/13/2021; (viii) 660 shares which vest on 3/13/2022; (ix) 4,999 shares which vest on 8/1/2020; (x) 4,999 shares which vest on 8/1/2021 and (xi) 5,002 shares which vest on 8/1/2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GIVENS ALICE G
1030 W. CANTON AVE. STE 100
WINTER PARK, FL 32789


SVP, General Counsel

Signatures
/s/ Alice G. Givens2/5/2020
**Signature of Reporting PersonDate

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