Current Report Filing (8-k)
November 19 2018 - 4:14PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 19, 2018
RUBICON
TECHNOLOGY, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33834
|
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36-4419301
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
Identification
No.)
|
900
East Green Street
Bensenville,
Illinois
|
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60106
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(Address
of principal executive offices)
|
|
(Zip
Code)
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(847)
295-7000
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01.
Other
Events.
On
November 19, 2018, the Board of Directors of Rubicon Technology Inc., a Delaware corporation (the “Company”), authorized
a stock repurchase plan providing for the repurchase of up to $3 million of the Company’s common stock. The timing, price and
volume of repurchases will be based on market conditions, relevant securities laws and other factors. The stock repurchases may
be made from time to time, through solicited or unsolicited transactions in the open market, in privately negotiated transactions
or pursuant to a Rule 10b5-1 plan. The program may be discontinued or amended at any time.
A
copy of the Company’s press release announcing these matters is attached to this Current Report on Form 8-K as Exhibit 99.1.
Item
9.01
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Financial
Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RUBICON
TECHNOLOGY, INC.
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|
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Dated:
November 19, 2018
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By:
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/s/
Timothy E. Brog
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Name:
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Timothy
E. Brog
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Title:
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Chief
Executive Officer
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