Current Report Filing (8-k)
February 21 2020 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 19, 2020
ROCKWELL MEDICAL, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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000-23661
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38-3317208
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(State or other
jurisdiction of
incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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411 Hackensack Avenue, Suite 501,
Hackensack, New Jersey 07601
(Address of principal executive offices,
including zip code)
(248) 960-9009
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Securities registered pursuant to Section 12(b) of
the Act:
Title of Each Class
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Trading Symbol
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Name of Each exchange on which
registered
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Common Stock, par value $0.0001
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RMTI
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Nasdaq Global Market
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01
Other Events.
On February 19, 2020, the underwriter
of the previously announced public offering of common stock of Rockwell Medical, Inc. (the “Company”)
exercised its over-allotment option to purchase additional shares of common stock in full. On February 21, 2020, the Company
closed the over-allotment at which time the Company issued 478,723 shares of common stock to the underwriter.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ROCKWELL MEDICAL, INC.
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Date: February 21, 2020
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By:
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/s/ Stuart Paul
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Stuart Paul
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Chief Executive Officer
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