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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 21, 2021

 

Purple Innovation, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   001-37523   47-4078206
(State of Incorporation)  

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

4100 North Chapel Ridge Rd., Suite 200    
Lehi, Utah   84043
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (801) 756-2600

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A Common Stock, par value $0.0001 per share   PRPL   The NASDAQ Stock Market LLC

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

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Explanatory Note

 

This Amendment No. 1 to Current Report on Form 8-K/A amends Purple Innovation, Inc.’s Current Report on Form 8-K originally filed on May 21, 2021, solely to provide Inline eXtensible Business Reporting Language tagging to the cover page. No other changes have been made to the original filing.

 

  ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

 

On May 21, 2021, the following proposals were approved by the stockholders of Purple Innovation, Inc. (the “Company”) at the Company’s 2021 Annual Meeting of Stockholders:

 

·   Election of eight directors to serve until their successors are duly elected and qualified at the next annual meeting of stockholders or until their earlier death, resignation or removal;

 

  · Approval, on an advisory basis, of the compensation of the Company’s named executive officers as set forth in the Proxy Statement;

 

  · Approval, on an advisory basis, of a one-year frequency for future stockholder advisory votes on executive compensation; and

 

·   Ratification of the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.

 

The voting results were as follows:   For     Against     Abstain     Broker Non-Votes  
Election of Directors                        
Pano Anthos     47,918,773       361,789       12,887       4,048,526  
Gary DiCamillo     48,042,680       237,711       13,058       4,048,526  
Adam Gray     47,275,939       1,002,169       15,341       4,048,526  
Claudia Hollingsworth     48,076,942       203,939       12,568       4,048,526  
Gary Kiedaisch     48,203,859       74,138       15,452       4,048,526  
Joseph B. Megibow     47,954,380       323,905       15,164       4,048,526  
Paul Zepf     47,750,985       526,937       15,527       4,048,526  
Dawn Zier     47,622,776       658,110       12,563       4,048,526  

  

    For     Against     Abstain     Broker Non-Votes  
Approval of Executive Compensation     47,899,157       360,056       34,238       4,048,524  
                                 

  

    1 Year     2 Years     3 Years     Abstain    

Broker

Non-Votes

 
Frequency of Future Advisory Votes     47,950,769       9,259       319,474       13,948       4,048,525  
                                         

 

    For     Against     Abstain     Broker Non-Votes  
Ratification of BDO USA, LLP     52,299,974       8,447       33,553       1  
                                 

 

Based upon the results set forth above with respect to the frequency of future advisory votes, and consistent with the Board's recommendation, the Board of Directors has determined that advisory votes on executive compensation will be submitted to shareholders on an annual basis until the next required vote on the frequency of such votes.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 29, 2021 PURPLE INNOVATION, INC.
     
  By: /s/ Craig L. Phillips
    Craig L. Phillips
    Chief Financial Officer

 

 

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