Initial Statement of Beneficial Ownership (3)

Date : 01/27/2020 @ 1:38PM
Source : Edgar (US Regulatory)
Stock : PermaFix Environmental Services Inc (PESI)
Quote : 5.21  0.0 (0.00%) @ 12:00PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Lombardo Andy
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/16/2020 

3. Issuer Name and Ticker or Trading Symbol

PERMA FIX ENVIRONMENTAL SERVICES INC [pesi]
(Last)        (First)        (Middle)

8302 DUNWOODY PLACE, SUITE 250
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
EVP of Nuclear & Technical Svs /
(Street)

ATLANTA, GA 30350      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1400 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option  (1)10/19/2023 Common Stock 12000 $3.6 D  
Stock Option  (2)7/17/2025 Common Stock 10000 $3.15 D  

Explanation of Responses:
(1) Incentive Stock Option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2020 to 2022.
(2) Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period at 1/5 increment per year.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Lombardo Andy
8302 DUNWOODY PLACE
SUITE 250
ATLANTA, GA 30350


EVP of Nuclear & Technical Svs

Signatures
/s/Andy Lombardo1/27/2020
**Signature of Reporting PersonDate

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