Amended Statement of Ownership (sc 13g/a)
February 16 2021 - 04:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 5)*
Organovo Holdings, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
68620A104
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
x Rule
13d-1(b)
¨ Rule
13d-1(c)
¨ Rule
13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
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CUSIP
No. 68620A104 |
13G |
Page 2 of 5
Pages |
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1. |
NAMES OF REPORTING
PERSONS |
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ARK Investment Management
LLC |
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2. |
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP |
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(a)☐ |
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(b)☐ |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF
ORGANIZATION |
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Delaware, United
States |
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NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE VOTING POWER |
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1,401,092
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6. |
SHARED VOTING
POWER |
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3,528 |
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7. |
SOLE DISPOSITIVE
POWER |
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1,404,620
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8. |
SHARED DISPOSITIVE
POWER |
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0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON |
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1,404,620
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10. |
CHECK IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES |
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☐ |
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11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) |
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20.86% |
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12. |
TYPE OF REPORTING
PERSON |
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IA |
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CUSIP
No. 68620A104 |
13G |
Page 3 of 5
Pages |
Item 1(a) Name of issuer:
Organovo Holdings, Inc.
Item 1(b) Address of issuer's principal executive
offices:
440 Stevens Avenue
Solana Beach, CA 92075
Item 2(a) Name of person filing:
ARK Investment Management LLC
Item 2(b) Address or principal business office or, if
none, residence:
ARK Investment Management LLC
3 East 28th Street, 7th Floor
New York, NY 10016
Item 2(c) Citizenship:
Delaware, United States
Item 2(d) Title of class of securities:
Common Stock
Item 2(e) CUSIP No.:
68620A104
Item 3. If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person
filing is a:
(a) ¨ Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o);
(b) ¨ Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) ¨ Insurance company
as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) ¨ Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8);
(e) x An investment
adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f) ¨ An employee
benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
(g) ¨ A parent holding
company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
(h) ¨ A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
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CUSIP
No. 68620A104 |
13G |
Page 4 of 5
Pages |
(i) ¨ A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) ¨ A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k) ¨ Group, in
accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: ____
Item 4. Ownership
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(a) |
Amount beneficially owned: |
1,404,620
20.86%
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(c) |
Number of shares as to which such
person has: |
(i) Sole power to vote or to direct the
vote: 1,401,092
(ii) Shared power to vote or to direct the vote: 3,528
(iii) Sole power to dispose or to direct the disposition
of: 1,404,620
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5. Ownership of 5 Percent or Less of a
Class.
Not applicable.
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Item 6. |
Ownership of More than 5 Percent on Behalf of Another
Person. |
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
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CUSIP
No. 68620A104 |
13G |
Page 5 of 5
Pages |
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §
240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
The reporting persons agree that this statement is filed on behalf
of each of them.
Dated: February 16, 2021
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ARK Investment Management LLC |
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By: |
/s/ Kellen Carter |
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Name:
Kellen Carter |
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Title: Chief Compliance Officer |
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