Statement of Changes in Beneficial Ownership (4)
May 27 2021 - 5:59PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sundstrom Karl-Henrik |
2. Issuer Name and Ticker or Trading Symbol
NXP Semiconductors N.V.
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NXPI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O NXP SEMICONDUCTORS N.V., HIGH TECH CAMPUS 60 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/6/2020 |
(Street)
EINDHOVEN, P7 5656AG
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/6/2020 | | P(1) | | 2.1166 | A | $132.98 | 885.1166 | D | |
Common Stock | 1/6/2021 | | L(2) |
V
| 1.6737 | A | $168.57 | 886.7903 | D | |
Common Stock | 4/6/2021 | | L(2) |
V
| 2.0023 | A | $211.7571 | 888.7926 | D | |
Common Stock | 5/26/2021 | | M | | 1502 | A | $0 | 2390.7926 | D | |
Common Stock | 5/26/2021 | | F | | 744 | D | $204.76 | 1646.7926 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (3) | 5/26/2021 | | M | | | 1502 | (4) | (4) | Common Stock | 1502.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Such shares were acquired in a dividend reinvestment plan administered by the reporting person's broker and are reported late due to an inadvertent administrative error. |
(2) | Such shares were acquired in a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transaction early on this Form 4. |
(3) | Each Restricted Stock Unit represents the conditional right to receive one share of common stock. |
(4) | The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sundstrom Karl-Henrik C/O NXP SEMICONDUCTORS N.V. HIGH TECH CAMPUS 60 EINDHOVEN, P7 5656AG | X |
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Signatures
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/s/ Karl-Henrik Sundstrom by Dr. Jean A.W. Schreurs under Power of Attorney | | 5/27/2021 |
**Signature of Reporting Person | Date |
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