Amended Statement of Beneficial Ownership (3/a)
August 12 2020 - 7:14PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BAKEWELL JOHN K |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/26/2020
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3. Issuer Name and Ticker or Trading Symbol
Neuronetics, Inc. [STIM]
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(Last)
(First)
(Middle)
C/O NEURONETICS, INC., 3222 PHOENIXVILLE PIKE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
MALVERN, PA 19355
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 5/28/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4050 (1)(2)(3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents a restricted stock unit ("RSU") award that vests on April 5, 2021, subject to the continuous service of the Reporting Person through such date. |
(2) | Each RSU respresents a contingent right to receive one share of the Issuer's common stock. |
(3) | This Form 3 is being amended to include RSUs owned by the Reporting Person that were granted for consulting services rendered prior to the Reporting Person's election to the board of directors and inadvertently omitted from the Reporting Person's Form 3. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BAKEWELL JOHN K C/O NEURONETICS, INC. 3222 PHOENIXVILLE PIKE MALVERN, PA 19355 | X |
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Signatures
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/s/ W. Andrew Macan as Attorney-in-Fact for John Bakewell | | 8/12/2020 |
**Signature of Reporting Person | Date |
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