Report of Foreign Issuer (6-k)
March 11 2020 - 9:26AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16
or 15d-16
under the Securities Exchange Act of 1934
For the month of: March 2020
Commission File Number: 001-33526
NEPTUNE WELLNESS SOLUTIONS INC.
(Translation of Registrants name into English)
545 Promende du Centropolis
Suite 100
Laval,
Québec
Canada H7T 0A3
(Address of Principal Executive Office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☐ Form
40-F ☒
Indicate by check mark if the registrant is submitting the
Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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NEPTUNE WELLNESS SOLUTIONS INC.
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Date: March 11, 2020
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By:
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/s/ Claudie Lauzon
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Name:
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Claudie Lauzon
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Title:
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Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1
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Open Market Sale Agreement with Jefferies LLC dated March 11, 2020
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99.2
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Consent of Osler, Hoskin & Harcourt LLP
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99.3
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Press release dated March 11, 2020
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Exhibits 99.1 and 99.2 included with this report on Form 6-K are hereby incorporated by reference as exhibits to the
Registration Statement on Form F-10 (File No. 333-229631) of Neptune Wellness Solutions Inc., as amended or supplemented.
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