Statement of Changes in Beneficial Ownership (4)
October 13 2020 - 5:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Orenstein Gregory |
2. Issuer Name and Ticker or Trading Symbol
NCINO, INC.
[
NCNO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Corp Dev & Legal Officer |
(Last)
(First)
(Middle)
6770 PARKER FARM DRIVE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/13/2020 |
(Street)
WILMINGTON, NC 28405
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/13/2020 | | M | | 74476 | A | $2.45 | 75476 | D | |
Common Stock | 10/13/2020 | | S(2) | | 74476 | D | $72 | 1000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $2.45 | 10/13/2020 | | M | | | 74476 | (1) | 11/1/2025 | Common Stock | 74746 | $0 | 43892 | D | |
Explanation of Responses: |
(1) | This option vested in four equal annual installments starting on November 1, 2016. |
(2) | The reporting person's sale of shares of common stock of the Issuer ("Shares") reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's purchase of 1,000 Shares at a price of $31 per Share on July 16, 2020. The reporting person has paid to the Issuer $38,660, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Orenstein Gregory 6770 PARKER FARM DRIVE, SUITE 200 WILMINGTON, NC 28405 |
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| Chief Corp Dev & Legal Officer |
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Signatures
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/s/ Jeanette Sellers, Attorney-in-fact for Gregory Orenstein | | 10/13/2020 |
**Signature of Reporting Person | Date |
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