Current Report Filing (8-k)

Date : 08/07/2019 @ 10:58AM
Source : Edgar (US Regulatory)
Stock : Moderna Inc (MRNA)
Quote : 19.45  0.08 (0.41%) @ 11:00PM
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Current Report Filing (8-k)

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
  
FORM 8-K
  
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 7, 2019
 
 
MODERNA, INC.
(Exact name of registrant as specified in its charter)
  
 
 
 
 
 
Delaware
 
001-38753
 
81-3467528
 (State or other jurisdiction of incorporation)
 
 (Commission File Number)
 
 (IRS Employer Identification No.)
 
200 Technology Square
 
 
Cambridge, MA
 
02139
(Address of principal executive offices)
 
(Zip code)


Registrant’s telephone number, including area code: (617) 714-6500

N/A
(Former name or former address, if changed since last report.)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 203.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))
o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which registered
Common stock, par value $0.0001 per share
MRNA
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company       x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.        o




Item 2.02 Results of Operations and Financial Condition.

On August 7, 2019, Moderna, Inc. issued a press release announcing its results of operations and financial condition for the second quarter ended June 30, 2019. A copy of the press release is furnished as Exhibit 99.1 and is incorporated herein by reference. This information, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits .
 
Exhibit
 
 
No.
  
Description
 
 
99.1
  




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
                                

 
 
MODERNA, INC.
 
 
 
Date: August 7, 2019
By:
/s/ Lorence Kim, M.D.
 
 
 
 
 
Lorence Kim, M.D.
 
 
Chief Financial Officer
 
 
 



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