Statement of Changes in Beneficial Ownership (4)
November 09 2020 - 05:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Altai Capital
Management, L.P. |
2. Issuer Name and Ticker or Trading
Symbol MOBILEIRON, INC. [ MOBL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
(See Remarks) |
(Last)
(First)
(Middle)
4675 MACARTHUR COURT, SUITE 1500 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/5/2020
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(Street)
NEWPORT BEACH, CA 92660
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.01 per
share |
11/5/2020 |
|
S |
|
180436 |
D |
$7.0303 |
6050075 |
I |
See footnotes (1)(2) |
Common Stock, par value $0.01 per
share |
11/5/2020 |
|
S |
|
87518 |
D |
$7.0300 |
5962557 |
I |
See footnotes (1)(2) |
Common Stock, par value $0.01 per
share |
11/6/2020 |
|
S |
|
105299 |
D |
$7.0206 |
5857258 |
I |
See footnotes (1)(2) |
Common Stock, par value $0.01 per
share |
11/9/2020 |
|
S |
|
507183 |
D |
$7.0300 |
5350075 |
I |
See footnotes (1)(2) |
Common Stock, par value $0.01 per
share |
11/9/2020 |
|
S |
|
313000 |
D |
$7.0300 |
5037075 |
I |
See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
These shares are held for
the account of certain funds and accounts (the"Altai Funds")
managed by Altai Capital Management, L.P. ("Investment Manager").
Altai Capital Management, LLC ("IMGP") serves as the general
partner of Investment Manager. Mr. Rishi Bajaj serves as Managing
Principal and Chief Investment Officer of Investment Manager. The
shares of the Issuer held by the Altai Funds may be deemed to be
beneficially owned by each of Investment Manager, IMGP and Mr.
Bajaj. Mr. Bajaj disclaims beneficial ownership of these shares
except to the extent of his pecuniary interest therein, and the
inclusion of these shares in this report shall not be deemed an
admission of beneficial ownership of all of the reported shares for
purposes of Section 16 or any other purpose. |
(2) |
Pursuant to Rule 16a-1 under
the Securities Exchange Act of 1934, as amended (the "Act"), each
of the Reporting Persons may be deemed to be the beneficial owner
of the securities reported herein to the extent of his or its
pecuniary interest therein, but disclaims beneficial ownership in
excess of such amount; and pursuant to Rule 16a-1(a)(4) under the
Act, this filing shall not be deemed an admission that any of the
Reporting Persons is, for purposes of Section 16 of the Act or
otherwise, the beneficial owner of any securities reported herein
in excess of such amount. |
Remarks:
The Investment Manager and IMGP may be deemed to be directors by
deputization for purposes of Section 16 under the Securities
Exchange Act of 1934 by virtue of the fact that Mr. Bajaj currently
serves on the board of directors of the Issuer |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Altai Capital Management, L.P.
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 |
X |
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|
(See Remarks) |
Altai Capital Management, LLC
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 |
X |
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(See Remarks) |
Bajaj Rishi
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH, CA 92660 |
X |
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Signatures
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Altai Capital Management, L.P., By: Rishi Bajaj,
its Authorized Signatory |
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11/9/2020 |
**Signature of
Reporting Person |
Date |
Altai Capital Management, LLC, By: Rishi Bajaj,
its Authorized Signatory |
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11/9/2020 |
**Signature of
Reporting Person |
Date |
/s/ Rishi Bajaj |
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11/9/2020 |
**Signature of
Reporting Person |
Date |