Current Report Filing (8-k)
May 21 2019 - 04:32PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): May 21, 2019
MISONIX,
INC.
(Exact
name of Registrant as specified in its charter)
New
York
|
|
001-10986
|
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11-2148932
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification
Number)
|
|
|
|
|
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1938
New Highway, Farmingdale, New York
|
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11735
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(Address
of Principal Executive Offices)
|
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(Zip
Code)
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(631)
694-9555
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Common
Shares, $0.01 par value
|
Trading
Symbol
MSON
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Name
of exchange on which registered
The
Nasdaq Global Market
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On
May 9, 2019, the United States District Court for the Eastern District of New York entered an Order Preliminarily Approving Stockholder
Derivative Settlement and Providing for Notice of Settlement (the “Order”), preliminarily approving a Stipulation
of Settlement, dated May 3, 2019 (the “Stipulation”), and the proposed derivative settlement (the “Settlement”)
set forth therein of the action captioned In re Misonix Inc. Stockholder Derivative Litigation, No. 2:17-cv-03385 (E.D.N.Y.).
Pursuant
to the Order, Misonix, Inc. is filing herewith a copy of the Notice of Proposed Settlement of Derivative Action, Settlement Hearing,
and Right To Appear (the “Notice”) and the Stipulation, attached as Exhibits 99.1 and 99.2, respectively. A hearing
to consider final approval of the Settlement is scheduled to be held on July 26, 2019, as set forth in the Notice.
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Item
9.01.
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Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Misonix, Inc.
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Dated: May 21, 2019
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By:
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/s/ Joseph P. Dwyer
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Joseph P. Dwyer
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Chief Financial Officer
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