Amended Statement of Beneficial Ownership (sc 13d/a)

Date : 03/18/2019 @ 7:31PM
Source : Edgar (US Regulatory)
Stock : Manitex International, Inc. (MNTX)
Quote : 6.22  -0.3 (-4.60%) @ 10:10PM

Amended Statement of Beneficial Ownership (sc 13d/a)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13D

Information To Be Included in Statements Filed Pursuant to § 240.13d-1(a) and

Amendments Thereto Filed Pursuant to § 240.13d-2(a)

(Amendment No. 1)*

 

 

MANITEX INTERNATIONAL, INC.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

563420108

(CUSIP Number)

Tadashi Suzuki

Ko-34, Shinden-cho, Takamatsu,

Kagawa 761-0185, Japan

+81-87-839-5743

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

With Copies To:

Morgan, Lewis & Bockius LLP

ATTN: Bradley K. Edmister

101 Park Avenue, New York, New York 10178-0060

Telephone: +1-212-309-6110

March 13, 2019

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because off §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 563420108   13D  

 

   1    

NAME OF REPORTING PERSONS

 

Tadano Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

    

  4  

SOURCE OF FUNDS

 

WC, OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)  ☐

 

    

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Japan

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

2,919,875

     8   

SHARED VOTING POWER

 

0

     9   

SOLE DISPOSITIVE POWER

 

2,919,875

   10   

SHARED DISPOSITIVE POWER

 

0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,919,875

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  ☐

 

    

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

14.9% (1)

14  

TYPE OF REPORTING PERSON

 

CO

 

(1)

Based upon 19,622,190 shares of Common Stock, no par value (“ Common Stock ”) of the Issuer (as defined below) outstanding as of November 1, 2018, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2018, filed with the Securities and Exchange Commission (the “ Commission ”) on November 2, 2018.


This Amendment No. 1 amends the Schedule 13D filed with the Securities and Exchange Commission on June 1, 2018 (the “ Schedule 13D ”). Unless otherwise stated herein, the Schedule 13D remains in full force and effect. Terms used herein and not otherwise defined herein shall have the meaning ascribed thereto in the Schedule 13D.

 

Item 4.

Purpose of Transaction

Item 4 is hereby amended and restated in its entirety as follows:

The shares of Common Stock owned by the Reporting Person have been acquired for investment purposes. The Reporting Person may make further acquisitions of the Common Stock from time to time and, subject to certain restrictions, including a lock-up provision that significantly restricts the Reporting Person’s discretion to dispose of shares of the Issuer’s Common Stock for a period of one year following the Closing Date as set forth in the Purchase Agreement, may dispose of any or all of the Common Stock held by it at any time depending on an ongoing evaluation of the investment in such securities, prevailing market conditions, other investment opportunities and other factors.

Except for the foregoing, the Reporting Person has no plans or proposals which relate to, or could result in, any of the matters referred to in paragraphs (a) through (c) and (e) through (j) of Item 4 of Schedule 13D. However, as part of its ongoing evaluation of this investment and investment alternatives, the Reporting Person may consider such matters and, subject to applicable law, may hold discussions with or make proposals to the management or the board of directors of the Issuer, other shareholders of the Issuer or other third parties regarding such matters.

With respect to paragraph (d) of Item 4, the Reporting Person has, pursuant to the Purchase Agreement, the right to nominate one individual (the “ Nomination Right ”) to serve on the Issuer’s Board of Directors (the “ Board ”) at any time on or following May 24, 2018. Pursuant to the Nomination Right, the Reporting Person has nominated Mr. Ingo Schiller to serve on the Issuer’s Board.

On March 13, 2019, Mr. Schiller was granted 1,333 shares of Common Stock by the Issuer as compensation for his service on the Board. The shares were assigned to the Reporting Person under the terms of Mr. Schiller’s arrangement with the Reporting Person.

 

Item 5.

Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:

(a)-(b) As of the date hereof, the Reporting Person may be deemed to be the beneficial owner of 2,919,875 shares of Common Stock, representing approximately 14.9% of the Issuer’s issued and outstanding shares of Common Stock, based upon 19,622,190 shares of Common Stock outstanding as of November 1, 2018, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2018, filed with the Commission on November 2, 2018. None of the persons listed on Schedule A hereto is the beneficial owner of any shares of Common Stock.

(c) Except as described in this Schedule 13D, there have been no transactions in the shares of common stock effected by the Reporting Person, or, to the best of the Reporting Person’s knowledge, any person identified on Schedule A hereto, during the past 60 days.

(d) None.

(e) Not applicable.

[The remainder of this page intentionally left blank]


SIGNATURE

After reasonable inquiry and to the best of the knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 18, 2019

 

Tadano Ltd.
By:  

/s/ Tadashi Suzuki

  Name:   Tadashi Suzuki
  Title:   Representative Director, Executive Vice President


SCHEDULE A

The following table sets forth the name, principal business address and present principal occupation or employment, for each executive officer and director of Tadano Ltd. Each of the executive officers and directors of Tadano Ltd. listed below is a citizen of Japan.

Tadano Ltd.

 

Name

  

Principal Business Address

 

Present Principal Occupation

Koichi Tadano   

Ko-34, Shinden-Cho, Takamatsu,

Kagawa 761-0185 Japan

  Representative Director, President and CEO
Tadashi Suzuki   

Ko-34, Shinden-Cho, Takamatsu,

Kagawa 761-0185 Japan

  Representative Director, Executive Vice President
Tamaki Okuyama    5405-3, Shido, Sanuki, Kagawa 769-2101 Japan   Director, Senior Executive Officer
Yoichiro Nishi    5405-3, Shido, Sanuki, Kagawa 769-2101 Japan   Director, Executive Officer
Nobuhiko Ito   

Ko-34, Shinden-Cho, Takamatsu,

Kagawa 761-0185 Japan

  Director
Yasuyuki Yoshida   

Ko-34, Shinden-Cho, Takamatsu,

Kagawa 761-0185 Japan

  Director
Shinichi Iimura   

4-12, Kamezawa 2-chome, Sumida-Ku,

Tokyo 130-0014 Japan

  Executive Officer
Toshiyuki Takanashi   

4-12, Kamezawa 2-chome, Sumida-Ku,

Tokyo 130-0014 Japan

  Executive Officer
Soroku Hashikura   

Ko-34, Shinden-Cho, Takamatsu,

Kagawa 761-0185 Japan

  Executive Officer
Kenichi Sawada    Faunberg 2, 91207 Lauf a.d. Pegnitz, Germany   Executive Officer

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