Current Report Filing (8-k)
November 12 2021 - 8:01AM
Edgar (US Regulatory)
0001721484
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0001721484
2021-11-12
2021-11-12
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): November 12, 2021
Commission
File No. 001-40060
Longeveron
Inc.
(Exact
name of small business issuer as specified in its charter)
Delaware
|
|
47-2174146
|
(State
or other jurisdiction of
incorporation or organization)
|
|
(I.R.S.
Employer
Identification Number)
|
|
|
|
1951
NW 7th Avenue,
Suite
520
Miami,
Florida
|
|
33136
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(305)
909-0840
|
(Issuer’s
telephone number, including area code)
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Class
A Common Stock, par value $.001 per share
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|
LGVN
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|
The
Nasdaq Capital Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 2.02.
Results of Operations and Financial Condition
On
November 12, 2021, the Company announced financial and operating results as of and for the three and nine months ended September 30,
2021 and 2020. The full text of the press release issued in connection with the announcement is attached as Exhibit 99.1 to this Current
Report on Form 8-K.
The
information provided under this Form 8-K (including Exhibit 99.1) shall not be deemed "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall
it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly
set forth by specific reference in such a filing.
Item 9.01.
Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
November
12, 2021
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|
|
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Longeveron
Inc.
|
|
|
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By:
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/s/
Geoff Green
|
|
|
Geoff
Green
Chief Executive Officer
|
|
|
(Principal
Executive Officer)
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Exhibit
Index
3
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