Amended Statement of Beneficial Ownership (3/a)

Date : 10/17/2019 @ 6:53PM
Source : Edgar (US Regulatory)
Stock : Landec Corp (LNDC)
Quote : 11.11  -0.07 (-0.63%) @ 9:30PM
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Amended Statement of Beneficial Ownership (3/a)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Javid Parker K

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/17/2019 

3. Issuer Name and Ticker or Trading Symbol

LANDEC CORP CA [LNDC]

(Last)        (First)        (Middle)

C/O LANDEC CORPORATION, 5201 GREAT AMERICA PARKWAY, SUITE 232

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Vice President /

(Street)

SANTA CLARA, CA 95054      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

10/17/2019 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
No Security beneficially owned 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Option (Right to Buy)  (1)7/25/2025 Common Stock 5482.0 $14.35 D  
Non-Qualified Stock Option (Right to Buy)  (1)7/25/2025 Common Stock 5768.0 $14.35 D  
Right to Buy Restricted Stock Units (RSU)  (2)7/25/2021 Common Stock 3750.0  (3)D  
Restricted Stock Unit 5/25/2019 (2)5/25/2019 Common Stock 10000.0  (3)D  
Non-Qualified Stock Option (Right to Buy)  (4)5/25/2023 Common Stock 8208.0 $11.36 D  
Incentive Stock Option (Right to Buy)  (4)5/25/2023 Common Stock 21792.0 $11.36 D  
Right to Buy Restricted Stock Units (RSU)  (2)10/19/2020 Common Stock 5000.0  (3)D  
Non-Qualified Stock Option (Right to Buy)  (5)10/19/2024 Common Stock 6688.0 $12.65 D  
Incentive Stock Option (Right to Buy)  (5)10/19/2024 Common Stock 8312.0 $12.65 D  

Explanation of Responses:
(1) The options vest as to 1/36 of the total shares monthly, beginning on August 25, 2018, subject to continued service through each vesting date.
(2) Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock subject to vesting at a rate of 1 share per unit.
(3) The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.
(4) The options vest as to (a) 33% for first year beginning on May 25, 2017 and then (b) the remaining in 1/36 monthly installments over the following 24 months, subject to continued service through each vesting date.
(5) The options vest as to 1/36 of the total shares monthly, beginning on November 19, 2017, subject to continued service through each vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Javid Parker K
C/O LANDEC CORPORATION
5201 GREAT AMERICA PARKWAY, SUITE 232
SANTA CLARA, CA 95054


Vice President

Signatures
/s/ Rebecca J Hilt10/17/2019
**Signature of Reporting PersonDate

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