Current Report Filing (8-k)
February 02 2021 - 04:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
February 1, 2021
Date of Report (Date of earliest event reported)
INVIVO THERAPEUTICS HOLDINGS CORP.
(Exact Name of Registrant as Specified in Charter)
Nevada |
001-37350 |
36-4528166 |
(State or Other |
(Commission File Number) |
(IRS Employer |
Jurisdiction of Incorporation) |
|
Identification No.) |
One Kendall Square, Suite B14402
Cambridge, Massachusetts 02139
(Address of Principal Executive Offices) (Zip Code)
(617) 863-5500
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General
Instruction A.2. below):
¨ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
|
Trading symbol(s) |
|
Name of each exchange on which
registered |
Common
Stock, $0.00001 par value
per share |
|
NVIV |
|
The Nasdaq
Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the
Exchange Act. ¨
Item 8.01. Other Events.
As previously disclosed by InVivo Therapeutics Holdings Corp. (the
“Company”) on that certain Current Report on Form 8-K filed on
December 8, 2020 with the U.S. Securities and Exchange
Commission (the “SEC”), on December 4, 2020, the Company
received a written notice (the “Initial Notice”) from the Listing
Qualifications department of The Nasdaq Stock Market LLC (“Nasdaq”)
indicating that the Company was not in compliance with Nasdaq
Listing Rule 5550(a)(2), which requires a minimum closing bid
price of $1.00 per share of the Company’s common stock (the
“Minimum Bid Price Requirement”). The Initial Notice provided the
Company 180 calendar days, or until June 2, 2021, to regain
compliance with the Minimum Bid Price Requirement.
On February 1, 2021, the Company received a letter (the
“Compliance Letter”) from the Listing Qualifications department of
Nasdaq notifying the Company that it has regained compliance with
the Minimum Bid Price Requirement. The Compliance Letter noted that
(i) the Company’s common stock had a closing bid price of at
least $1.00 for a minimum of ten consecutive trading days from
January 15, 2021 through January 29, 2021, and
(ii) the Company has regained compliance with the Minimum Bid
Price Requirement. Accordingly, Nasdaq considers the matter
closed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
INVIVO THERAPEUTICS HOLDINGS CORP. |
|
|
|
Date: February 2, 2021 |
By: |
/s/ Richard
Toselli |
|
Name: |
Richard Toselli, M.D. |
|
Title: |
Chief Executive Officer |