Statement of Changes in Beneficial Ownership (4)
December 30 2020 - 5:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Krongard A B |
2. Issuer Name and Ticker or Trading Symbol
ICAHN ENTERPRISES L.P.
[
IEP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ICAHN ENTERPRISES L.P., 16690 COLLINS AVENUE - PH-1 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/28/2020 |
(Street)
SUNNY ISLES BEACH, FL 33160
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Depositary Units (1) | 12/28/2020 | | P | | 19285 (2) | A | $51.0052 (3) | 36008 (4) | I | Please see footnotes (2)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Depository Units representing limited partner interests ("Depository Units") in Icahn Enterprises L.P. (the "Issuer"). |
(2) | Represents Depository Units purchased by The Krongard Foundation Inc. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units except to the extent of his pecuniary interest therein. |
(3) | Represents the weighted average purchase price of multiple transactions, with Depository Units purchased at prices ranging from $50.82 to $51.24 per Depository Unit. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a unitholder of the Issuer, full information regarding the number of Depository Units purchased at each separate price. |
(4) | Includes 16,723 Depository Units owned by Mr. Krongard's spouse. Mr. Krongard may be deemed to indirectly beneficially own these Depository Units. Mr. Krongard disclaims beneficial ownership of such Depositary Units for all purposes. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Krongard A B C/O ICAHN ENTERPRISES L.P. 16690 COLLINS AVENUE - PH-1 SUNNY ISLES BEACH, FL 33160 | X |
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Signatures
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/S/ Alvin B. Krongard | | 12/30/2020 |
**Signature of Reporting Person | Date |
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