Additional Proxy Soliciting Materials (definitive) (defa14a)
May 27 2021 - 04:55PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Information Required in Proxy Statement
Schedule 14A Information
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule
14a-6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to § 240.14a-12
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Harvest Capital Credit Corporation
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than
Registrant)
Payment of Filing Fee (Check the appropriate box):
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No fee
required.
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11.
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(1)
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Title of
each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit
price or other underlying value of transaction computed pursuant to
Exchange Act Rule 0-11 (set forth the amount on which the filing
fee is calculated and state how it was determined):
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(4)
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Proposed
maximum aggregate value of transaction:
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(5)
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Total
fee paid:
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Fee paid
previously with preliminary materials.
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Check
box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by
registration statement number, or the Form or Schedule and the date
of its filing.
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(1)
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Amount
Previously Paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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PORTMAN RIDGE FINANCE CORPORATION
HARVEST CAPITAL CREDIT CORPORATION
Supplement No. 1, dated May 27, 2021, to the
Proxy Statement/Prospectus, dated April 20, 2021
This supplement contains information that amends, supplements or
modifies certain information contained in the prospectus of Portman
Ridge Finance Corporation (“PTMN”), dated April 20, 2021 (the
“Prospectus”), and the definitive proxy statement of Harvest
Capital Credit Corporation (“HCAP”), dated April 20, 2021 (the
“Proxy Statement” and, together with the Prospectus, the “Proxy
Statement/Prospectus”). This supplement is part of, and should be
read in conjunction with, the Proxy Statement/Prospectus. The Proxy
Statement/Prospectus has been filed with the U.S. Securities and
Exchange Commission (the “SEC”), and is available free of charge at
www.sec.gov or by calling PTMN at (212) 891-2880, or by writing to
PTMN at 650 Madison Avenue, 23rd Floor, New York, New York 10022,
Attention: Secretary, or by calling HCAP at (212) 906-3589, or by
writing to HCAP at 450 Park Avenue, 5th Floor, New York, NY 10022,
Attention: Corporate Secretary. Capitalized terms used herein but
not defined shall have the meanings ascribed to such terms in the
Proxy Statement/Prospectus.
INCORPORATION BY REFERENCE FOR PTMN
This supplement incorporates by reference the documents set forth
below that have previously been filed with the SEC:
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PTMN’s Quarterly Report on Form 10-Q for the period ended March 31,
2021, filed with the SEC on
May 6, 2021; and
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PTMN’s Current Reports on Form 8-K (other than information
furnished rather than filed) filed with the SEC on
May 3, 2021 and
May 12, 2021.
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INCORPORATION BY REFERENCE FOR HCAP
This supplement incorporates by reference the documents set forth
below that have previously been filed with the SEC:
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HCAP’s Quarterly Report on Form 10-Q for the period ended March 31,
2021, filed with the SEC on
May 7, 2021; and
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HCAP’s Current Reports on Form 8-K (other than information
furnished rather than filed) filed with the SEC on
May 25, 2021 and
May 27, 2021.
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