Statement of Changes in Beneficial Ownership (4)
April 24 2019 - 5:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TURNER JOSEPH W
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2. Issuer Name
and
Ticker or Trading Symbol
GREAT SOUTHERN BANCORP, INC.
[
GSBC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President/CEO
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(Last)
(First)
(Middle)
CARE OF GREAT SOUTHERN BANK, 218 S. GLENSTONE AVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/23/2019
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(Street)
SPRINGFIELD, MO 65802
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common stock
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4/23/2019
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M
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6000
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A
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$24.82
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143682
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D
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Common stock
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4/23/2019
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S
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6000
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D
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$57.1217
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137682
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D
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Common stock
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13335
(1)
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I
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401(k) Plan
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Common stock
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2478
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I
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Spouse
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Common stock
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8700
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I
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Children's Trust
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Common stock
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369738
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I
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LTD Family Partnership
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to purchase
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$24.82
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4/23/2019
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M
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6000
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(2)
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11/28/2022
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Common stock
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6000
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$24.82
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0
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D
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Option to purchase
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$29.64
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(3)
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12/18/2023
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Common stock
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6000
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6000
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D
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Option to purchase
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$32.59
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(4)
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10/15/2024
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Common stock
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6000
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12000
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D
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Option to purchase
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$50.71
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(5)
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11/18/2025
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Common Stock
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6000
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18000
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D
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Option to purchase
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$41.3
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(6)
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10/24/2026
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Common Stock
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6000
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24000
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D
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Option to purchase
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$52.2
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(7)
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11/15/2027
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Common Stock
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6000
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30000
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D
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Option to purchase
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$55
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(8)
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11/28/2028
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Common Stock
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7000
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37000
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D
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Explanation of Responses:
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(1)
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Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock.
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(2)
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1,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
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(3)
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1,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
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(4)
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1,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
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(5)
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1,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
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(6)
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1,500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
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(7)
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1,500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
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(8)
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1,750 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TURNER JOSEPH W
CARE OF GREAT SOUTHERN BANK
218 S. GLENSTONE AVE
SPRINGFIELD, MO 65802
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X
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X
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President/CEO
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Signatures
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Matt Snyder, Attorney-in-fact for Joseph W. Turner
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4/24/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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