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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report:
June 18, 2020
(Date of earliest
event reported)
Glu Mobile Inc.
(Exact Name of
Registrant as Specified in Its Charter)
Delaware
(State or Other
Jurisdiction of Incorporation)
001-33368 |
|
91-2143667 |
(Commission File
Number) |
|
(IRS
Employer Identification No.) |
|
|
|
875 Howard Street,
Suite 100 |
|
|
San Francisco,
California |
|
94103 |
(Address of
Principal Executive Offices) |
|
(Zip
Code) |
(415)
800-6100
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former name or
former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
☐ |
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
☐ |
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
☐ |
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock, $0.0001 par value |
GLUU |
The Nasdaq Global Select Market |
Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company
☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07 Submission of Matters to a Vote of Security
Holders.
Glu Mobile Inc.
(“Glu”)
held its 2020 Annual Meeting of Stockholders on June 18, 2020 (the
“Annual
Meeting”). At the Annual
Meeting, Glu’s stockholders (1) elected four persons as Class I
directors to Glu’s Board of Directors, each to serve until Glu’s
annual meeting of stockholders to be held in 2023 and until his or
her successor is elected and qualified, or until his or her death,
resignation or removal; (2) approved the amendment and restatement
of Glu’s 2007 Equity Incentive Plan; (3) approved, on an advisory
basis, the compensation paid to Glu’s named executive officers; and
(4) ratified the appointment of PricewaterhouseCoopers LLP as Glu’s
independent registered public accounting firm for the fiscal year
ending December 31, 2020. The proposals are described in Glu’s
proxy statement for the Annual Meeting filed with the Securities
and Exchange Commission on April 28, 2020.
Set forth below are
the final results of the votes on each proposal.
1. |
|
Election of four
Class I Directors: |
Name |
|
Votes For |
|
Votes Withheld |
|
Broker Non-Votes |
Darla
Anderson |
|
110,015,239 |
|
5,122,368 |
|
20,951,601 |
Ben
Feder |
|
105,069,255 |
|
10,068,352 |
|
20,951,601 |
Hany M.
Nada |
|
107,349,998 |
|
7,787,609 |
|
20,951,601 |
Benjamin T. Smith,
IV |
|
109,127,055 |
|
6,010,552 |
|
20,951,601 |
2. |
|
Approval of the
amendment and restatement of Glu’s 2007 Equity Incentive
Plan: |
Votes For |
|
Votes Against |
|
Abstentions |
|
Broker Non-Votes |
88,068,315 |
|
26,963,128 |
|
106,164 |
|
20,951,601 |
3. |
|
Advisory vote on
compensation paid to Glu’s named executive officers: |
Votes For |
|
Votes Against |
|
Abstentions |
|
Broker Non-Votes |
112,569,471 |
|
2,449,795 |
|
118,341 |
|
20,951,601 |
4. |
|
Ratification of the
appointment of PricewaterhouseCoopers LLP as Glu’s independent
registered public accounting firm for the fiscal year ending
December 31, 2020: |
Votes For |
|
Votes Against |
|
Abstentions |
|
Broker Non-Votes |
134,305,446 |
|
1,671,586 |
|
112,176 |
|
- |
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
|
Glu Mobile
Inc. |
|
|
|
|
|
Date: |
June
22, 2020 |
|
By: |
/s/
Scott J. Leichtner |
|
|
|
Name: |
Scott
J. Leichtner |
|
|
|
Title: |
Vice
President and General Counsel |
|
|
|
|
|