Current Report Filing (8-k)
November 10 2020 - 07:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
November 10, 2020
GALERA THERAPEUTICS, INC.
(Exact name of registrant as specified in its
charter)
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Delaware |
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001-39114 |
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46-1454898 |
(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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2 W. Liberty Blvd #100
Malvern, PA 19355
(Address of principal executive offices) (Zip
Code)
(610) 725-1500
(Registrant’s telephone number, include area
code)
N/A
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement communications
pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications
pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to
Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value
per share |
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GRTX |
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The Nasdaq Global
Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 2.02. Results of Operations and Financial
Condition.
On November 10, 2020, Galera Therapeutics, Inc. (the
“Company”) announced its financial results for the quarter ended
September 30, 2020. The full text of the press release issued
in connection with the announcement is furnished as Exhibit 99.1 to
this Current Report on Form 8-K.
Item 7.01. Regulation FD Disclosure.
The Company from time to time presents and/or distributes to the
investment community at various industry and other conferences
slide presentations to provide updates and summaries of its
business. On November 10, 2020, the Company posted an updated
corporate slide presentation in the “Investors” portion of its
website at www.galeratx.com. A copy of its current corporate slide
presentation is attached to this Current Report on Form
8-K as Exhibit 99.2. The
Company undertakes no obligation to update, supplement or amend the
materials attached hereto as Exhibit 99.2.
The information contained in Items 2.02 and 7.01 of this Current
Report on Form 8-K
(including Exhibit 99.1 and 99.2 attached hereto) shall not be
deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed
incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as expressly provided
by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
The following exhibits relating to Items 2.02 and 7.01 shall be
deemed to be furnished, and not filed:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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GALERA THERAPEUTICS, INC. |
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Date: November 10, 2020 |
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By: |
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/s/ J. Mel Sorensen, M.D.
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J. Mel Sorensen, M.D. |
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President and Chief Executive Officer |