Amended Statement of Ownership (sc 13g/a)
February 08 2022 - 4:11PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)*
Futu Holdings
Limited
(Name of Issuer)
Class A ordinary shares, par value US$0.00001
per share
(Title of Class of Securities)
36118L 106**
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
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**
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CUSIP number 36118L 106 has been assigned to the American Depositary Shares (“ADSs”) of the
issuer, which are quoted on The Nasdaq Stock Market LLC under the symbol “FUTU.” Each ADS represents eight Class A ordinary
shares of the issuer.
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The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP No. 36118L 106
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Schedule 13G
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Page 2 of 8
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1
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Name of Reporting Persons
Leaf Hua Li
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2
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
People’s Republic of China
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
403,836,568(1)
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6
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Shared Voting Power
0
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7
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Sole Dispositive Power
403,836,568(1)
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8
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Shared Dispositive Power
0
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
403,836,568(1)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
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11
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Percent of Class Represented by Amount in Row 9
34.8%(2)
The voting power of the shares beneficially owned represent 67.5%(2) of
the total outstanding voting power.
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12
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Type of Reporting Person
IN
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(1)
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Represents 252,812,500 Class B ordinary shares and 50,000,000 Class A ordinary shares (in the
form of ADSs) held by Lera Ultimate Limited, a company incorporated in the British Virgin Islands, 100,937,500 Class B ordinary shares
held by Lera Infinity Limited, a company incorporated in the British Virgin Islands, and 86,568 Class A ordinary shares (in the form
of ADSs) held by Leaf Hua Li. Both Lera Ultimate Limited and Lera Infinity Limited are controlled by Mr. Leaf Hua Li through family
trusts. Each holder of Class A ordinary shares is entitled to one vote per share and each holder of Class B ordinary shares
is entitled to twenty votes per share on all matters submitted to them for vote. Class B ordinary shares are convertible at any time
by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary shares are not convertible into
Class B ordinary shares under any circumstances.
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(2)
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Calculation is based on (i) 667,427,240 Class A ordinary shares and (ii) 494,552,051 Class B
ordinary shares outstanding immediately after the completion of an offering by the Issuer of an aggregate of 9,500,000 ADSs in April 2021
(without taking into account the underwriters’ option to purchase up to an aggregate of 1,425,000 additional ADSs within 30 days
of April 20, 2021), as disclosed by the Issuer in the prospectus supplement dated April 20, 2021.
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CUSIP No. 36118L
106
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Schedule
13G
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Page 3
of 8
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1
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Name of Reporting Persons
Lera Ultimate Limited
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2
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
British Virgin Islands
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
302,812,500(1)
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6
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Shared Voting Power
0
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7
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Sole Dispositive Power
302,812,500(1)
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8
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Shared Dispositive Power
0
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
302,812,500(1)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐
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11
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Percent of Class Represented by Amount in Row 9
26.1%(2)
The voting power of the shares beneficially owned represent 48.4%(2) of
the total outstanding voting power.
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12
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Type of Reporting Person
CO
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(1)
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Represents 252,812,500 Class B ordinary shares and 50,000,000 Class A ordinary shares (in the
form of ADSs) held by Lera Ultimate Limited.
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(2)
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Calculation is based on (i) 667,427,240 Class A ordinary shares and (ii) 494,552,051 Class B
ordinary shares outstanding immediately after the completion of an offering by the Issuer of an aggregate of 9,500,000 ADSs in April 2021
(without taking into account the underwriters’ option to purchase up to an aggregate of 1,425,000 additional ADSs within 30 days
of April 20, 2021), as disclosed by the Issuer in the prospectus supplement dated April 20, 2021.
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1
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Name of Reporting Persons
Lera Infinity Limited
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2
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
British Virgin Islands
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
100,937,500(1)
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6
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Shared Voting Power
0
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7
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Sole Dispositive Power
100,937,500(1)
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8
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Shared Dispositive Power
0
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
100,937,500(1)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
☐
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11
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Percent of Class Represented by Amount in Row 9
8.7%(2)
The voting power of the shares beneficially owned represent 19.1%(2) of
the total outstanding voting power.
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12
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Type of Reporting Person
CO
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(1)
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Represents 100,937,500 Class B ordinary shares held by Lera Infinity Limited.
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(2)
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Calculation is based on (i) 667,427,240 Class A ordinary shares and (ii) 494,552,051 Class B
ordinary shares outstanding immediately after the completion of an offering by the Issuer of an aggregate of 9,500,000 ADSs in April 2021
(without taking into account the underwriters’ option to purchase up to an aggregate of 1,425,000 additional ADSs within 30 days
of April 20, 2021), as disclosed by the Issuer in the prospectus supplement dated April 20, 2021.
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Item 1(a).
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Name of Issuer:
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Futu Holdings Limited (the “Issuer”)
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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11/F, Bangkok Bank Building. No. 18
Bonham Strand W, Sheung Wan, Hong Kong S.A.R., People’s Republic of China.
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Item 2(a).
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Name of Person Filing:
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(i) Leaf Hua Li
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(ii) Lera Ultimate Limited
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(iii) Lera Infinity Limited
(collectively, the “Reporting Persons”)
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Item 2(b).
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Address of Principal Business Office or, if none, Residence:
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Leaf Hua Li
c/o 11/F, Bangkok Bank Building
No. 18 Bonham Strand W, Sheung Wan
Hong Kong S.A.R., People’s Republic of China
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Lera Ultimate Limited
c/o 11/F, Bangkok Bank Building
No. 18 Bonham Strand W, Sheung Wan
Hong Kong S.A.R., People’s
Republic of China
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Lera Infinity Limited
c/o 11/F, Bangkok Bank Building
No. 18 Bonham Strand W, Sheung Wan
Hong Kong S.A.R., People’s
Republic of China
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Item 2(c)
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Citizenship:
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Leaf Hua Li - People’s Republic of China
Lera Ultimate Limited - British Virgin Islands
Lera Infinity Limited - British Virgin
Islands
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Item 2(d).
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Title of Class of Securities:
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Class A ordinary shares, par value US$0.00001 per share, of the Issuer
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The Issuer’s ordinary shares
consist of Class A ordinary shares and Class B ordinary shares. Each holder of Class A ordinary shares is entitled to one
vote per share and each holder of Class B ordinary shares is entitled to twenty votes per share on all matters submitted to them
for a vote. Class B ordinary shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one
basis. Class A ordinary shares are not convertible into Class B ordinary shares under any circumstances.
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Item 2(e).
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CUSIP Number:
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36118L 106
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This CUSIP number applies to the
American depositary shares (the “ADSs”) of the Issuer, each ADS representing eight Class A ordinary shares of the Issuer,
par value US$0.00001 per share.
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:
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Not applicable
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Reporting
Person
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Amount
beneficially
owned:(1)
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Percent of
class:(1)
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Percent of
aggregate
voting
power:(1)
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Sole power to
vote or direct
the vote:(1)
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Shared
power to vote
or to direct
the vote:
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Sole power to
dispose or to
direct the
disposition
of:(1)
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Shared
power to
dispose or to
direct the
disposition of:
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Leaf Hua Li
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403,836,568
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34.8
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%
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67.5
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%
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403,836,568
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0
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403,836,568
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0
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Lera Ultimate Limited
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302,812,500
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26.1
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%
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48.4
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%
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302,812,500
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0
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302,812,500
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0
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Lera Infinity Limited
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100,937,500
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8.7
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%
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19.1
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%
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100,937,500
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0
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100,937,500
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0
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(1)
|
Represents (i) 252,812,500 Class B ordinary shares and 50,000,000 Class A ordinary shares
(in the form of ADSs) held by Lera Ultimate Limited, a company incorporated in the British Virgin Islands, (ii) 100,937,500 Class B
ordinary shares held by Lera Infinity Limited, a company incorporated in the British Virgin Islands, and (iii) 86,568 Class A
ordinary shares (in the form of ADSs) held by Leaf Hua Li. Both Lera Ultimate Limited and Lera Infinity Limited are controlled by Mr. Leaf
Hua Li through family trusts. The calculation of percentage of class of securities and aggregate voting power beneficially owned by each
Reporting Person is based on (i) 667,427,240 Class A ordinary shares and (ii) 494,552,051 Class B ordinary shares
outstanding immediately after the completion of an offering by the Issuer of an aggregate of 9,500,000 ADSs in April 2021 (without
taking into account the underwriters’ option to purchase up to an aggregate of 1,425,000 additional ADSs within 30 days of April 20,
2021), as disclosed by the Issuer in the prospectus supplement dated April 20, 2021. Each holder of Class A ordinary shares
is entitled to one vote per share and each holder of Class B ordinary shares is entitled to twenty votes per share on all matters
submitted to them for vote.
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Item 5.
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Ownership of Five Percent or Less of a Class:
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Not applicable
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
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Not applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person:
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Not applicable
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Item 8.
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Identification and Classification of Members of the Group:
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Not applicable
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Item 9.
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Notice of Dissolution of Group:
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Not applicable
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Item 10.
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Certifications:
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Not applicable
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LIST
OF EXHIBITS
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated: February 8, 2022
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LEAF HUA LI
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/s/ Leaf Hua Li
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LERA ULTIMATE LIMITED
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By:
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/s/ Ng Teck Wee Keith
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/s/ Goh Rong Sze Ginny
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Name:
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Ng Teck Wee Keith / Goh Rong Sze Ginny
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for and on behalf of Prudence Directors Limited
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Title:
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Director
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LERA INFINITY LIMITED
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By:
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/s/ Ng Teck Wee Keith
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/s/ Goh Rong Sze Ginny
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Name:
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Ng Teck Wee Keith / Goh Rong Sze Ginny
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for and on behalf of Prudence Directors Limited
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Title:
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Director
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