Initial Statement of Beneficial Ownership (3)
April 03 2020 - 4:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dymbort Jason E. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/31/2020
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3. Issuer Name and Ticker or Trading Symbol
FIRST SOLAR, INC. [FSLR]
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(Last)
(First)
(Middle)
C/O FIRST SOLAR, INC., 350 WEST WASHINGTON STREET, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) General Counsel, Interim / |
(Street)
TEMPE, AZ 85281-1244
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3968 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 3064 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 2409 | (2) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 4380 | (2) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 3580 | (2) | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 6918 | (2) | D | |
Explanation of Responses: |
(1) | The restricted stock units were granted on March 7, 2017 as part of the Issuers's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date. |
(2) | Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. |
(3) | The restricted stock units were granted on March 6, 2018 as part of the Issuers's annual grant to associates. The units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commending on the first anniversary of the grant date. |
(4) | The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
(5) | The restricted stock units were granted on October 15, 2019 as a performance recognition grant. These units are scheduled to vest at a rate of 50% per year, commencing on the first anniversary of the grant date. |
(6) | The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual grant to associates. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
Remarks: Exhibit List: Exhibit 24, Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dymbort Jason E. C/O FIRST SOLAR, INC. 350 WEST WASHINGTON STREET, SUITE 600 TEMPE, AZ 85281-1244 |
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| General Counsel, Interim |
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Signatures
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/s/ Jason E. Dymbort | | 4/3/2020 |
**Signature of Reporting Person | Date |
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