Current Report Filing (8-k)

Date : 05/16/2019 @ 8:12PM
Source : Edgar (US Regulatory)
Stock : Famous Daves of America Inc (DAVE)
Quote : 4.68  0.0 (0.00%) @ 12:00AM

Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K


 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 14, 2019 

 


FAMOUS DAVE’S OF AMERICA, INC.

(Exact name of registrant as specified in its charter)


 

 

 

 

 

 

 

Minnesota

0-21625

41-1782300

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

(Address of principal executive offices) (Zip Code)

 

12701 Whitewater Drive, Suite 290, Minnetonka, MN 55343

(952) 294-1300

(Registrant’s telephone number, including area code)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

DAVE

 

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 par value

DAVE

The Nasdaq Global Market

 

 

Indicated by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 


 

Item 5.07. Submission of Matters to a Vote of Security Holders.

An annual meeting of the shareholders of Famous Dave’s of America, Inc. (the “Company”) was held on May 14, 2019. At the meeting, the Company’s shareholders took the following actions:

(i)

The shareholders elected eight directors to serve as members of the Company’s Board of Directors until the next annual meeting of shareholders.  The shareholders present in person or by proxy cast the following numbers of votes in connection with the election of directors, resulting in the election of all director nominees:

 

 

 

 

 

Nominee

 

Votes For

 

Votes Withheld

Anand D. Gala

 

5,796,305

 

98,169

Joseph M. Jacobs

 

5,795,722

 

98,752

Peter O. Haeg

 

5,687,519

 

206,955

Richard A. Shapiro

 

5,687,205

 

207,269

Jeffery Crivello

 

5,796,003

 

98,471

Bryan L. Wolff

 

5,670,430

 

224,044

Richard Welch

 

5,793,026

 

101,448

David L. Kanen

 

5,028,926

 

865,548

 

(ii)

The shareholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2019.  There was 7,509,892 votes cast for the proposal; 33,463 votes were cast against the proposal; 9,264 votes abstained; and there were no broker non-votes.

(iii)

The shareholders approved the Company’s executive compensation, as described by the Company’s proxy statement. There were 5,789,680 votes cast for the proposal; 94,368 votes were cast against the proposal;  10,426 votes abstained; and there were 1,658,145 broker non-votes.

(iv)

The shareholders approved the frequency with which future stockholder advisory votes to approve on the Company’s executive compensation, as described by the Company’s proxy statement.  There were 5,530,433 votes cast for 1 year; 27,826 votes cast 2 years;  327,214 votes cast for 3 years;  9,001 votes abstained; and there were 1,658,145 broker non-votes.    

 

 

Page 2 of 3


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

FAMOUS  DAVE’S  OF  AMERICA, INC.

 

 

Date: May 16, 2019

By:

/s/ Paul M. Malazita

 

 

Name: Paul M. Malazita

 

 

Title: Chief Financial Officer and Secretary

 

Page 3 of 3


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