Registration No.
333-_________
As filed with the Securities
and Exchange Commission on June 29, 2020
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
___________________
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF
1933
Dime Community Bancshares,
Inc.
(Exact Name of
Registrant as Specified in its Charter)
Delaware
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11-3297463
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(State or Other
Jurisdiction of
Incorporation or
Organization)
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(I.R.S. Employer
Identification No.)
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300
Cadman Plaza, 8th
Floor
Brooklyn,
New York 11201
(Address of Principal Executive
Offices)
Dime Community Bancshares, Inc. 2020 Equity
Incentive Plan
(Full Title of the Plan)
Copies to:
Kenneth J. Mahon
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Marc P. Levy, Esquire
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Chief Executive Officer
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Luse Gorman, PC
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Dime Community Bancshares,
Inc.
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5335 Wisconsin Ave., N.W., Suite
780
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300 Cadman Plaza, 8th
Floor
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Washington, DC 20015-2035
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Brooklyn, New York 11201
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(202) 274-2000
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(718) 782-6200
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(Name, Address and Telephone
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Number of Agent for Service)
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Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer,
a non-accelerated filer, smaller reporting company, or an emerging
growth company. See the definitions of “large accelerated filer,”
“accelerated filer,” “smaller reporting company” and “emerging
growth company” in Rule 12b-2 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”):
Large accelerated filer ◻
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Accelerated filer ⌧
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Non-accelerated filer ◻
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Smaller reporting company ◻
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Emerging growth company ◻
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If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section
7(a)(2)(B) of the Securities Act. ◻
CALCULATION OF
REGISTRATION FEE
Title of
Securities
to be
Registered
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Amount
to be
Registered
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Proposed
Maximum
Offering Price
Per Share
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration
Fee
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Common stock, par value $0.01 per share
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1,300,000(1)
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$12.76(2)
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$16,588,000.00
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$2,154.00
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_________________________
(1)
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Represents the maximum number of
shares of the registrant’s common stock, par value $0.01 (“Common
Stock”) reserved for issuance under the Dime Community Bancshares,
Inc. 2020 Equity Incentive Plan (the “Equity Plan”). Pursuant
to Rule 416 under the Securities Act of 1933, as amended (the
“Securities Act”), this registration statement also covers
additional shares that may become issuable under the Equity Plan by
reason of certain corporate transactions, or events, including any
stock split, stock dividend or similar adjustment of the
outstanding common stock of Dime Community Bancshares, Inc. (the
“Company”). pursuant to Rule 416(a) under the Securities Act.
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(2)
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Computed in accordance with Rule
457(h) under the Securities Act and based upon the high and low
sales price of the Company’s Common Stock as reported on the NASDAQ
Global Market on June 24, 2020.
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________________________
This
Registration Statement shall become effective upon filing in
accordance with Section 8(a) of the Securities Act of 1933 and 17
C.F.R. § 230.462.
PART
I.
Items 1 and 2. Plan Information, and Registrant Information
and Employee Plan Annual Information
The
documents containing the information specified in Part I and II of
Form S-8 have been or will be sent or given to participants in the
Equity Plan as specified by Rule 428(b)(1) promulgated by the
Securities and Exchange Commission (the “Commission”) under the
Securities Act.
Such
documents are not being filed with the Commission, but constitute
(along with the documents incorporated by reference into this
Registration Statement pursuant to Item 3 of Part II hereof) a
prospectus that meets the requirements of Section 10(a) of the
Securities Act.
PART
II.
Item
3. Incorporation of Documents by Reference
The
following documents previously or concurrently filed with the
Commission are hereby incorporated by reference in this
Registration Statement:
a) The
Company’s Annual Report on Form 10-K for the fiscal year ended
December 31, 2019 (File No. 001-39211), filed with the Commission
on March 12, 2020 pursuant to Section 13(a) of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”);
b) All
other reports filed by the Company pursuant to Section 13(a) or
15(d) of the Exchange Act since the end of the fiscal year covered
by the Annual Report on Form 10-K referred to in (a) above;
and
c) The
description of the Company’s common stock contained in the
Registration Statement on Form 8-A filed with the Commission on
April 15, 1998 (File No. 000-27782).
All documents subsequently filed by the Company with the Commission
pursuant to Sections 13(a), 13(c), 14, or 15(d) of the Exchange
Act, after the date hereof, and prior to the filing of a
post-effective amendment which indicates that all securities
offered hereby have been sold or which deregisters all securities
then remaining unsold,
shall be deemed incorporated by reference into this Registration
Statement and to be a part thereof from the date of the filing of
such documents. Any statement contained in the documents
incorporated, or deemed to be incorporated, by reference herein or
therein shall be deemed to be modified or superseded for purposes
of this Registration Statement and the prospectus to the extent
that a statement contained herein or therein or in any other
subsequently filed document which also is, or is deemed to be,
incorporated by reference herein or therein modifies or supersedes
such statement. Any such statement so modified or superseded
shall not be deemed, except as so modified or superseded, to
constitute a part of this Registration Statement and the
prospectus.
All
information appearing in this Registration Statement and the
prospectus is qualified in its entirety by the detailed
information, including financial statements, appearing in the
documents incorporated herein or therein by reference.
Item
4. Description of Securities
Not
applicable.
Item
5. Interests of Named Experts and Counsel
None.
Item
6. Indemnification of Directors and Officers
Articles IX
and XX of the Certificate of Incorporation of the Company (for
purposes of this Item 6, the Company shall be referred to as
“Corporation”) set forth circumstances under which directors,
officers, employees and agents of the Corporation may be insured or
indemnified against liability which they incur in their capacities
as such:
ARTICLE IX
LIMITATION OF DIRECTOR LIABILITY
A director of
the Corporation shall not be personally liable to the Corporation
or its shareholders for monetary damages for breach of fiduciary
duty as a director, except to the extent such exemption from
liability or limitation thereof is expressly prohibited by the
General Corporation Law of the State of Delaware as the same exists
or may hereafter be amended.
Any amendment,
termination or repeal of this Article IX or any provisions hereof
shall not adversely affect or diminish in any way any right or
protection of a director of the Corporation existing with respect
to any act or omission occurring prior to the time of the final
adoption of such amendment, termination or repeal.
In addition to
any requirements of law or of any other provisions of this
Certificate of Incorporation, the affirmative vote of the holders
of not less than eighty percent (80%) of the total number of votes
eligible to be cast by the holders of all outstanding shares of
Capital Stock entitled to vote thereon shall be required to amend,
alter, rescind or repeal any provision of this Article IX.
ARTICLE X
INDEMNIFICATION
Section 1.
Actions, Suits or Proceedings Other than by or in the Right
of the Corporation. To the fullest extent
permitted by the General Corporation Law of the State of Delaware,
the Corporation shall indemnify any person who is or was or has
agreed to become a director or officer of the Corporation who was
or is made a party to or is threatened to be made a party to any
threatened, pending or completed action, suit or proceeding,
whether civil, criminal, administrative or investigative (other
than an action by or in the right of the Corporation) by reason of
the fact that he or she is or was or has agreed to become a
director or officer of the Corporation, or by reason of any action
alleged to have been taken or omitted in such capacity, and the
Corporation may indemnify any other person who is or was or has
agreed to become an employee or agent of the Corporation who was or
is made a party to or is
threatened to be made a party to
any threatened, pending or completed action, suit or proceeding,
whether civil, criminal, administrative or investigative (other
than an action by or in the right of the Corporation) by reason of
the fact that he or she is or was or has agreed to become an
employee or agent of the Corporation, or by reason of any action
alleged to have been taken or omitted in such capacity, against
costs, charges, expenses (including attorneys’ fees), judgments,
fines and amounts paid in settlement actually and reasonably
incurred by him or her or on his or her behalf in connection with
such action, suit or proceeding and any appeal therefrom, if he or
she acted in good faith and in a manner he or she reasonably
believed to be in, or not opposed to, the best interests of the
Corporation, and, with respect to any criminal action or
proceeding, had no reasonable cause to believe his or her conduct
was unlawful. The termination of any action, suit or
proceeding by judgment, order, settlement or conviction, or upon a
plea of nolo
contendere or its equivalent, shall not, of itself,
create a presumption that the person did not act in good faith and
in a manner which he or she reasonably believed to be in, or not
opposed to, the best interests of the Corporation and, with respect
to any criminal action or proceeding, had reasonable cause to
believe that his or her conduct was unlawful. Notwithstanding
anything contained in this Article X, the Corporation shall not be
obligated to indemnify any director or officer in connection with
an action, suit or proceeding, or part thereof, initiated by such
person against the Corporation unless such action, suit or
proceeding, or part thereof, was authorized or consented to by the
Board of Directors.
Section 2. Actions
or Suits by or in the Right of the
Corporation. To the fullest extent permitted by
the General Corporation Law of the State of Delaware, the
Corporation shall indemnify any person who is or was or has agreed
to become a director or officer of the Corporation who was or is a
party or is threatened to be made a party to any threatened,
pending or completed action or suit by or in the right of the
Corporation to procure a judgment in its favor by reason of the
fact that he or she is or was or has agreed to become a director or
officer of the Corporation, or by reason of any action alleged to
have been taken or omitted in such capacity, and the Corporation
may indemnify any other person who is or was or has agreed to
become an employee or agent of the Corporation who was or is made a
party or is threatened to be made a party to any threatened,
pending or completed action or suit by or in the right of the
Corporation to procure a judgment in its favor by reason of the
fact that he or she is or was or has agreed to become an employee
or agent of the Corporation, or by reason of any action alleged to
have been taken or omitted in such capacity, against costs, charges
and expenses (including attorneys’ fees) actually and reasonably
incurred by him or her or on his or her behalf in connection with
the defense or settlement of such action or suit and any appeal
therefrom, if he or she acted in good faith and in a manner he or
she reasonably believed to be in, or not opposed to, the best
interests of the Corporation, except no indemnification shall be
made in respect of any claim, issue or matter as to which such
person shall have been adjudged to be liable to the Corporation
unless and only to the extent that the Court of Chancery of
Delaware or the court in which such action or suit was brought
shall determine upon application that, despite the adjudication of
such liability but in view of all the circumstances of the case,
such person is fairly and reasonably entitled to indemnity for such
costs, charges and expenses which the Court of Chancery or such
other court shall deem proper. Notwithstanding anything
contained in this Article X, the Corporation shall not be obligated
to indemnify any director or officer in connection with an action
or suit, or part thereof, initiated by such person against the
Corporation unless such action or suit, or part thereof, was
authorized or consented to by the Board of Directors.
Section 3.
Indemnification for Costs, Charges and Expenses of a
Successful Party. To the extent that a director,
officer, employee or agent of the Corporation has been successful,
on the merits or otherwise (including, without limitation, the
dismissal of an action without prejudice), in defense of any
action, suit or proceeding referred to in Section 1 or 2 of this
Article X, or in defense of any claim, issue or matter therein,
such person shall be indemnified against all costs, charges and
expenses (including attorneys’ fees) actually and reasonably
incurred by such person or on such person’s behalf in connection
therewith.
Section 4.
Indemnification for Expenses of a
Witness. To the extent that any person who is or
was or has agreed to become a director or officer of the
Corporation is made a witness to any action, suit or proceeding to
which he or she is not a party by reason of the fact that he or she
was, is or has agreed to become a director or officer of the
Corporation, or is or was serving or has agreed to serve as a
director, officer, employee or agent of another corporation,
partnership, joint venture, trust or other enterprise, at the
written request of the Corporation, such person shall be
indemnified against all costs, charges and expenses actually and
reasonably incurred by such person or on such person’s behalf in
connection therewith.
To the extent that any person who
is or was or has agreed to become an employee or agent of the
Corporation is made a witness to any action, suit or proceeding to
which he or she is not a party by reason of the fact
that he or she was, is or has
agreed to become an employee or agent of the Corporation, or is or
was serving or has agreed to serve as a director, officer, employee
or agent of another corporation, partnership, joint venture, trust
or other enterprise, at the written request of the Corporation,
such person may be indemnified against all costs, charges and
expenses actually and reasonably incurred by such person or on such
person's behalf in connection therewith.
Section 5.
Determination of Right to
Indemnification. Any indemnification under
Section 1 or 2 of this Article X (unless ordered by a court) shall
be made, if at all, by the Corporation only as authorized in the
specific case upon a determination that indemnification of the
director, officer, employee or agent is proper under the
circumstances because he or she has met the applicable standard of
conduct set forth in Section 1 or 2 of this Article X. Any
indemnification under Section 4 of this Article X (unless ordered
by a court) shall be made, if at all, by the Corporation only as
authorized in the specific case upon a determination that
indemnification of the director, officer, employee or agent is
proper under the circumstances. Such determinations shall be
made by (a) a majority vote of directors who were not parties to
such action, suit or proceeding even though less than a quorum of
the Board of Directors, or (b) if there are no such directors, or
if such directors so direct, by independent counsel in a written
opinion or (c) by the shareholders of the Corporation. To obtain
indemnification under this Article X, any person referred to in
Section 1, 2, 3 or 4 of this Article X shall submit to the
Corporation a written request, including therewith such documents
as are reasonably available to such person and are reasonably
necessary to determine whether and to what extent such person is
entitled to indemnification.
Section 6.
Advancement of Costs, Charges and
Expenses. Costs, charges and expenses (including
attorneys’ fees) incurred by or on behalf of a director or officer
in defending a civil or criminal action, suit or proceeding
referred to in Section 1 or 2 of this Article X shall be paid by
the Corporation in advance of the final disposition of such action,
suit or proceeding; provided, however, that the payment of
such costs, charges and expenses incurred by or on behalf of a
director or officer in advance of the final disposition of such
action, suit or proceeding shall be made only upon receipt of a
written undertaking by or on behalf of the director or officer to
repay all amounts so advanced in the event that it shall ultimately
be determined that such director or officer is not entitled to be
indemnified by the Corporation as authorized in this Article X or
by law. No security shall be required for such undertaking
and such undertaking shall be accepted without reference to the
recipient’s financial ability to make repayment. The majority
of the directors who were not parties to such action, suit or
proceeding may, upon approval of such director or officer of the
Corporation, authorize the Corporation’s counsel to represent such
person, in any action, suit or proceeding, whether or not the
Corporation is a party to such action, suit or proceeding.
Section 7. Procedure
for Indemnification. Any indemnification under
Section 1, 2, 3 or 4 of this Article X or advancement of costs,
charges and expenses under Section 6 of this Article X shall be
made promptly, and in any event within sixty (60) days (except
indemnification to be determined by shareholders which will be
determined at the next annual meeting of shareholders), upon the
written request of the director or officer. The right to
indemnification or advancement of expenses as granted by this
Article X shall be enforceable by the director, officer, employee
or agent in any court of competent jurisdiction, if the Corporation
denies such request, in whole or in part, or if no disposition of
such request is made within sixty (60) days of the request.
Such person’s costs, charges and expenses incurred in
connection with successfully establishing his or her right to
indemnification or advancement, to the extent successful, in any
such action shall also be indemnified by the Corporation. It
shall be a defense to any such action (other than an action brought
to enforce a claim for the advancement of costs, charges and
expenses under Section 6 of this Article X where the required
undertaking, if any, has been received by the Corporation) that the
claimant has not met the standard of conduct set forth in Section 1
or 2 of this Article X, but the burden of proving such defense
shall be on the Corporation. Neither the failure of the
Corporation (including its directors, its independent legal counsel
and its shareholders) to have made a determination prior to the
commencement of such action that indemnification of the claimant is
proper in the circumstances because he or she has met the
applicable standard of conduct set forth in Section 1 or 2 of
this Article X, nor the fact that there has been an actual
determination by the Corporation (including its directors, its
independent legal counsel and its shareholders) that the claimant
has not met such applicable standard of conduct, shall be a defense
to the action or create a presumption that the claimant has not met
the applicable standard of conduct.
Section 8.
Settlement. The Corporation shall not be
obligated to reimburse the costs, charges and expenses of any
settlement to which it has not agreed. If in any action, suit
or proceeding (including any appeal) within the scope of Section 1
or 2 of this Article X, the person to be indemnified shall have
unreasonably failed to enter into a settlement thereof offered or
assented to by the opposing party or parties in such action, suit
or proceeding, then, notwithstanding any other provision of this
Article X, the indemnification obligation of the
Corporation to such person in
connection with such action, suit or proceeding shall not exceed
the total of the amount at which settlement could have been made
and the expenses incurred by or on behalf of such person prior to
the time such settlement could reasonably have been effected.
Section 9. Other
Rights; Continuation of Right to Indemnification; Individual
Contracts. The indemnification and advancement of
costs, charges and expenses provided by or granted pursuant to this
Article X shall not be deemed exclusive of any other rights to
which those persons seeking indemnification or advancement of
costs, charges and expenses may be entitled under law (common or
statutory) or any Bylaw, agreement, policy of indemnification
insurance or vote of shareholders or directors or otherwise, both
as to action in his or her official capacity and as to action in
any other capacity while holding office, and shall continue as to a
person who has ceased to be a director, officer, employee or agent
and shall inure to the benefit of the legatees, heirs,
distributees, executors and administrators of such person.
Nothing contained in this Article X shall be deemed to
prohibit the Corporation from entering into, and the Corporation is
specifically authorized to enter into, agreements with directors,
officers, employees and agents providing indemnification rights and
procedures different from those set forth herein. All rights
to indemnification under this Article X shall be deemed to be a
contract between the Corporation and each director, officer,
employee or agent of the Corporation who serves or served in such
capacity at any time while this Article X is in effect.
Section 10. Savings
Clause. If this Article X or any portion shall be
invalidated on any ground by any court of competent jurisdiction,
the Corporation shall nevertheless indemnify each director or
officer, and may indemnify each employee or agent, of the
Corporation as to any costs, charges, expenses (including
attorneys’ fees), judgments, fines and amounts paid in settlement
with respect to any action, suit or proceeding, whether civil,
criminal, administrative or investigative (including an action by
or in the right of the Corporation), to the full extent permitted
by any applicable portion of this Article X that shall not have
been invalidated and to the full extent permitted by applicable
law.
Section 11.
Insurance. The Corporation may purchase and
maintain insurance, at its expense, to protect itself and any
person who is or was a director, officer, employee or agent of the
Corporation against any costs, charges or expenses, liability or
loss incurred by such person in any such capacity, or arising out
of his status as such, whether or not the Corporation would have
the power to indemnify such person against such costs, charges or
expenses, liability or loss under the Certificate of Incorporation
or applicable law; provided,
however, that such insurance is available on acceptable
terms as determined by a vote of a majority of the Board. To
the extent that any director, officer, employee or agent is
reimbursed by an insurance company under an indemnification
insurance policy for any costs, charges, expenses (including
attorneys’ fees), judgments, fines and amounts paid in settlement
to the fullest extent permitted by any applicable portion of this
Article X, the Bylaws, any agreement, the policy of indemnification
insurance or otherwise, the Corporation shall not be obligated to
reimburse the person to be indemnified in connection with such
proceeding.
Section 12.
Definitions. For purposes of this Article
X, the following terms shall have the following meanings:
(a) “The Corporation”
shall include any constituent corporation or entity (including any
constituent of a constituent) absorbed by way of an acquisition,
consolidation, merger or otherwise, which, if its separate
existence had continued, would have had power and authority to
indemnify its directors, officers, employee or agent so that any
person who is or was a director, officer, employee or agent of such
constituent corporation or entity, or is or was serving at the
written request of such constituent corporation or entity as a
director or officer of another corporation, entity, partnership,
joint venture, trust or other enterprise, shall stand in the same
position under the provisions of this Article X with respect to the
resulting or surviving corporation or entity as he would have with
respect to such constituent corporation or entity if its separate
existence had continued;
(b) “Other
enterprises” shall include employee benefit plans, including, but
not limited to, any employee benefit plan of the Corporation;
(c) “Director or
officer” of the Corporation shall include any director, officer,
partner or trustee who is or was or has agreed to serve at the
request of the Corporation as a director, officer, partner or
trustee of another corporation, partnership, joint venture, trust
or other enterprise;
(d) “Serving at the
request of the Corporation” shall include any service that imposes
duties on, or involves services by a director, officer, employee or
agent of the Corporation with respect to an employee benefit plan,
its participants or beneficiaries, including acting as a fiduciary
thereof;
(e) “Fines” shall
include any penalties and any excise or similar taxes assessed on a
person with respect to an employee benefit plan;
(f) To the fullest
extent permitted by law, person shall be deemed to have acted in
“good faith and in a manner he or she reasonably believed to be in,
or not opposed to, the best interests of the Corporation and, with
respect to any criminal action or proceeding, had no reasonable
cause to believe his or her conduct was unlawful,” if his or her
action is based on the records or books of account of the
Corporation or another enterprise, or on information supplied to
him or her by the officers of the Corporation or another enterprise
in the course of their duties, or on the advice of legal counsel
for the Corporation or another enterprise or on information or
records given or reports made to the Corporation or another
enterprise by an independent certified public accountant or by an
appraiser or other expert selected with reasonable care by the
Corporation or another enterprise; and
(g) A person shall be
deemed to have acted in a manner “not opposed to the best interests
of the Corporation,” as referred to in Sections 1 and 2 of this
Article X if such person acted in good faith and in a manner he or
she reasonably believed to be in the interest of the participants
and beneficiaries of an employee benefit plan.
Section 13.
Subsequent Amendment and Subsequent
Legislation. Neither the amendment, termination
or repeal of this Article X or of relevant provisions of the
General Corporation Law of the State of Delaware or any other
applicable laws, nor the adoption of any provision of this
Certificate of Incorporation or the Bylaws of the Corporation or of
any statute inconsistent with this Article X shall eliminate,
affect or diminish in any way the rights of any director, officer,
employee or agent of the Corporation to indemnification under the
provisions of this Article X with respect to any action, suit or
proceeding arising out of, or relating to, any actions,
transactions or facts occurring prior to the final adoption of such
amendment, termination or repeal.
If the General
Corporation Law of the State of Delaware is amended to expand
further the indemnification permitted to directors and officers of
the Corporation, then the Corporation shall indemnify such persons
to the fullest extent permitted by the General Corporation Law of
the State of Delaware, as so amended.
Item
7. Exemption From Registration Claimed.
Not
applicable.
Item 8. Exhibits.
Regulation S-K
Exhibit Number
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Document
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Reference to Prior Filing or
Exhibit No. Attached Hereto
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*
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Attached as Exhibit 5
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**
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Attached as Exhibit 10.2
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Attached as Exhibit 10.3
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Attached as Exhibit 10.4
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Attached as Exhibit 10.5
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Attached as Exhibit 10.6
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Attached as Exhibit 10.7
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Attached as Exhibit 10.8
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Attached as Exhibit 10.9
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Contained in Exhibit 5
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Attached as Exhibit 23.2
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Contained on Signature Page
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_________________________
* |
Incorporated by reference to Exhibit 4.3 to the Annual Report
on Form 10-K (File No. 000-27782) filed by the Company under the
Securities Act, with the Commission on September 28, 1998.
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** |
Incorporated by reference to Appendix 2 to the proxy statement
for the Annual Meeting of Shareholders of Dime Community
Bancshares, Inc. (File No. 001-39211), filed by Dime Community
Bancshares, Inc. under the Exchange Act on April 15, 2020.
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Item
9. Undertakings
The
undersigned registrant hereby undertakes:
1.
To
file, during any period in which offers or sales are being made, a
post-effective amendment to the Registration Statement:
(i) to
include any prospectus required by Section 10(a)(3) of the
Securities Act of 1933;
(ii) to
reflect in the prospectus any facts or events arising after the
effective date of the registration statement (or the most recent
post-effective amendment thereof) which, individually or in the
aggregate, represent a fundamental change in the information set
forth in the registration statement. Notwithstanding the
foregoing, any increase or decrease in volume of securities offered
(if the total dollar value of securities offered would not exceed
that which was registered) and any deviation from the low or high
end of the estimated maximum offering range may be reflected in the
form of prospectus filed with the Commission pursuant to Rule
424(b) (section 230.424(b)) if, in the aggregate, the changes in
volume and price represent no more than 20% change in the maximum
aggregate offering price set forth in the “Calculation of
Registration Fees” table in the effective registration
statement;
(iii) to
include any material information with respect to the plan of
distribution not previously disclosed in this Registration
Statement or any material change to such information in this
Registration Statement;
provided, however, that paragraphs
1(i) and 1(ii) above do not apply if the information required to be
included in a post-effective amendment by these paragraphs is
contained in reports filed with or furnished to the Commission by
the Company pursuant to Section 13 or Section 15(d) of the Exchange
Act that are incorporated by reference in this Registration
Statement.
2. That,
for the purpose of determining any liability under the Securities
Act, each such post-effective amendment shall be deemed to be a new
registration statement relating to the securities offered therein,
and the offering of such securities at that time shall be deemed to
be the initial bona fide
offering thereof;
3. To
remove from registration by means of a post-effective amendment any
of the securities being registered which remain unsold at the
termination of the offering;
4. That,
for purposes of determining any liability under the Securities Act,
each filing of the registrant’s annual report pursuant to Section
13(a) or 15(d) of the Exchange Act that is incorporated by
reference in the Registration Statement shall be deemed to be a new
registration statement relating to the securities offered therein,
and the offering of such securities at that time shall be deemed to
be the initial bona fide
offering thereof; and
5. Insofar
as indemnification for liabilities arising under the Securities Act
may be permitted to directors, officers and controlling persons of
the registrant pursuant to the foregoing provisions, or otherwise,
the registrant has been advised that in the opinion of the
Securities and Exchange Commission such indemnification is against
public policy as expressed in the Act and is, therefore,
unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the registrant
of expenses incurred or paid by a director, officer or controlling
person of the registrant in the successful defense of any action,
suit or proceeding) is asserted by such director, officer or
controlling person in connection with the securities being
registered, the registrant will, unless in the opinion of its
counsel the matter has been settled by controlling precedent,
submit to a court of appropriate jurisdiction the question whether
such indemnification by it is against public policy as expressed in
the Act and will be governed by the final adjudication of such
issue.
SIGNATURES
The Registrant.
Pursuant to the requirements of the Securities Act, the Registrant
certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly caused
this Registration Statement on Form S-8 to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of
Brooklyn, State of New York, on this 25th day of June, 2020.
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DIME COMMUNITY
BANCSHARES, INC.
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By:
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/s/ Kenneth
J. Mahon
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Kenneth J. Mahon
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Chief Executive Officer
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(Duly Authorized
Representative)
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We,
the undersigned directors and officers of Dime Community
Bancshares, Inc. (the “Company”) hereby severally constitute and
appoint Kenneth J. Mahon, as our true and lawful attorney and
agent, to do any and all things in our names in the capacities
indicated below which said Kenneth J. Mahon may deem necessary or
advisable to enable the Company to comply with the Securities Act
of 1933, as amended, and any rules, regulations and requirements of
the Securities and Exchange Commission, in connection with the
registration of shares of common stock to be issued upon the
exercise of stock options and the award of restricted stock under
the Dime Community Bancshares, Inc. 2020 Equity Incentive Plan,
including specifically, but not limited to, power and authority to
sign for us in our names in the capacities indicated below the
registration statement and any and all amendments (including
post-effective amendments) thereto; and we hereby approve, ratify
and confirm all that said Kenneth J. Mahon shall do or cause to be
done by virtue thereof.
Pursuant to the requirements of the Securities Act, this
Registration Statement on Form S-8 has been signed by the following
persons in the capacities and on the date indicated.
Signatures
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Title
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Date
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/s/ Kenneth J. Mahon |
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June 25, 2020
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Kenneth J. Mahon
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Chief Executive Officer and Director
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(Principal Executive Officer)
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/s/ Avinash Reddy |
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June 25, 2020 |
Avinash Reddy
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Senior Executive Vice President and
Chief Financial Officer
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(Principal Financial Officer)
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/s/ Leslie Veluswamy |
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June 25, 2020 |
Leslie Veluswamy
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Senior Vice President and Chief Accounting Officer
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/s/ Vincent F. Palagiano |
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June 25, 2020 |
Vincent F. Palagiano
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Chairman and Director
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Signatures
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Title
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Date
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/s/ Michael P. Devine |
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June 25, 2020 |
Michael P. Devine
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Vice Chairman and Director
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/s/ Rosemarie Chen |
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June 25, 2020 |
Rosemarie Chen
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Director
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/s/ Steven D. Cohn |
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June 25, 2020 |
Steven D. Cohn
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Director
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/s/ Patrick E. Curtin |
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June 25, 2020 |
Patrick E. Curtin
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Director
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/s/ Barbara M. Koster |
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June 25, 2020 |
Barbara M. Koster
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Director
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/s/ Kathleen M. Nelson |
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June 25, 2020 |
Kathleen M. Nelson
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Director
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/s/ Joseph J. Perry |
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June 25, 2020
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Joseph J. Perry
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Director
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June 25, 2020 |
/s/ Kevin Stein |
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Director
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Kevin Stein
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/s/ Omer S.J. Williams
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Director
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June 25, 2020
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Omer S.J. Williams
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