Statement of Changes in Beneficial Ownership (4)
March 04 2021 - 04:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Malik Fady
Ibraham |
2. Issuer Name and Ticker or Trading
Symbol CYTOKINETICS INC [ CYTK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP Research & Development |
(Last)
(First)
(Middle)
280 EAST GRAND AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/2/2021
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(Street)
SOUTH SAN FRANCISCO, CA 94080
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/2/2021 |
|
A(1) |
|
35000 |
A |
$0.0 |
173982 (2) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to
buy) |
$19.42 |
3/2/2021 |
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A |
|
10306 |
|
4/2/2021 (3) |
3/1/2031 |
Common Stock |
10306 |
$19.42 |
10306 |
D |
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Non-Qualified Stock Option (right to
buy) |
$19.42 |
3/2/2021 |
|
A |
|
49694 |
|
4/2/2021 (3) |
3/1/2031 |
Common Stock |
49694 |
$19.42 |
49694 |
D |
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Explanation of
Responses: |
(1) |
Comprised of restricted
stock units that will vest over 3 years, with 40% vesting on the
1-year anniversary of the grant, an additional 40% vesting on the
2-year anniversary of the grant, and the final 20% vesting on the
3-year anniversary of the grant. |
(2) |
Includes 1,470 shares of
common stock purchased pursuant to the Issuer's 2015 Employee Stock
Purchase Plan (ESPP). |
(3) |
This option shall vest and
become exercisable over 4 years, with shares divided into equal
monthly installments, such that the option shall be 100% vested
four years from the date of grant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Malik Fady Ibraham
280 EAST GRAND AVENUE
SOUTH SAN FRANCISCO, CA 94080 |
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|
EVP Research & Development |
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Signatures
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By: Robert Wong For: Fady Malik |
|
3/4/2021 |
**Signature of
Reporting Person |
Date |