Initial Statement of Beneficial Ownership (3)
April 28 2022 - 05:42PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Doucet
Terrence Gregory Joseph |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
4/20/2022
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3. Issuer Name and Ticker or Trading
Symbol Cronos Group Inc. [CRON] |
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(Last)
(First)
(Middle)
111 PETER STREET, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
See Remarks / |
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(Street)
TORONTO, A6 M5V
2H1
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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COMMON SHARES |
1599 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
COMMON SHARE OPTION (right to buy) |
(1) |
5/17/2023 |
COMMON SHARES |
60000.0 |
$7.57 (2) |
D |
|
|
COMMON SHARE OPTION (right to buy) |
(3) |
3/28/2024 |
COMMON SHARES |
4198.0 |
$24.75 (2) |
D |
|
|
RESTRICTED STOCK UNITS |
(4) |
(4) |
COMMON SHARES |
21643.0 |
$0.0 (5) |
D |
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| Explanation of
Responses: |
| (1) |
The options were granted May
17, 2018 and vest in monthly installments over a four-year
period. |
| (2) |
The exercise price is
expressed in Canadian dollars. |
| (3) |
The options were granted
March 28, 2019 and vest in quarterly installments over a four-year
period. |
| (4) |
The restricted share units
("RSUs") consist of the following: (1) 5,313 unvested RSUs vesting
in substantially equal annual installments, with the second of
three scheduled vesting dates to occur on December 17, 2022, (2)
4,679 unvested RSUs vesting in three substantially equal annual
installments beginning on May 10, 2022, and (3) 11,651 unvested
RSUs vesting in three substantially equal annual installments
beginning on March 8, 2023, in each case, subject to continued
employment through each applicable date. |
| (5) |
Each RSU represents a
contingent right to receive one common share of Cronos Group
Inc. |
Remarks:
Senior Vice President, Legal, Regulatory Affairs and Corporate
Secretary. Exhibit List: Exhibit 24 - Power of Attorney. |
Reporting
Owners
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|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Doucet Terrence Gregory Joseph
111 PETER STREET, SUITE 300
TORONTO, A6 M5V 2H1 |
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|
See Remarks |
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Signatures
|
|
Aaron Werner, as attorney-in-fact for Terry
Doucet |
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4/28/2022 |
| **Signature of
Reporting Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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