UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
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001-15957
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CAPSTONE TURBINE CORPORATION
(Exact name of registrant as specified in its charter)
16640 Stagg Street, Van Nuys, California 91406
(818) 734-5300
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Preferred Stock Purchase Rights(1)
(Title of each class of securities covered by this Form)
Common Stock, par value $0.001 per share
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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x
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Rule 12g-4(a)(2)
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o
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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o
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Rule 15d-6
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o
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Rule 15d-22(b)
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o
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Approximate number of holders of record as of the certification or notice date: None.
Pursuant to the requirements of the Securities Exchange Act of 1934, Capstone Turbine Corporation has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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CAPSTONE TURBINE CORPORATION
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Date:
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May 6, 2019
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By:
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/s/ Jayme L. Brooks
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Name: Jayme L. Brooks
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Title: Executive Vice President & Chief Financial Officer
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(1) The preferred stock purchase rights (the “Rights”) expired on May 6, 2019 pursuant to the terms of the Rights Agreement, dated as of May 6, 2016, between Capstone Turbine Corporation (the “Company”) and Broadridge Financial Solutions, Inc., as successor-in-interest to Computershare Inc. The Company initially filed a Form 8-A to register the Rights on May 9, 2016.