UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

31

 

 

   

   

   

Date of Report (Date of Earliest Event Reported):

  

December 27 , 2018

 

BroadVision, Inc.

__________________________________________

(Exact name of registrant as specified in its charter)



 

 

   

   

   

Delaware

1-34205

94-3184303

_____________________

(State or other jurisdiction

_____________

(Commission

______________

(I.R.S. Employer

of incorporation)

File Number)

Identification No.)

  

   

   

460 Seaport Court, Suite 102 ,  

Redwood City, California

   

94063

_________________________________

(Address of principal executive offices)

   

___________

(Zip Code)







 

 

   

   

   

Registrant's telephone number, including area  code:

   

(650) 331-1000



1700 Seaport Blvd, Suite 210,

Redwood City, California 94063

______________________________________________

Former name or former address, if changed since last report

 



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  [  ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [   ]


 

Item 5.07 Submission of Matters to a Vote of Security Holders

The 2018   annual meeting of the stockholders of BroadVision, Inc. (the “Annual Meeting”) was held on December 27 ,   2018   in our office located at 460 Seaport Court, Suite 102 , Redwood City, California. At the Annual Meeting, our stockholders voted on three   proposals, each of which is described in more detail in our definitive proxy statement on Schedule 14A (the “Proxy Statement”) filed with the U.S. Securities and Exchange Commission on November 16 ,   2018 . The following is a brief description of each matter voted upon and the certified results, including the number of votes cast for or against each matter and the number of abstentions, if applicable, and broker non-votes with respect to each matter.



1. Our stockholders elected each of four director nominees to serve for the ensuing year and until their successors are elected and qualified . The votes regarding the election of directors were as follows:



Director Name

Votes For

Votes Withheld

Broker Non-Votes



Pehong Chen

 

1,927,748

 

7,851

 

1,046,985



James D. Dixon

 

1,716,650

 

218,949

 

1,046,985



Robert Lee

 

1,922,824

 

12,775

 

1,046,985



François Stieger

 

1,928,007

 

7,592

 

1,046,985





2. Our stockholders ratified the selection of OUM & Co. LLP as our independent registered public accounting firm for the fiscal year ending December 31, 201 8 . The voting results were as follows:  



Votes For

Votes Against

Abstentions



2,862,837

 

114,127

 

5,620





3 .    Our stockholders approved, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. The voting results were as follows :  



Votes For

Votes Against

Abstentions

Broker Non-Votes



1,925,163

 

10,011

 

425

 

1,046,985




 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

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BroadVision, Inc.

  

   

   

   

   

December 28 , 2018

   

By:

   

/s/ Pehong Chen

   

   

   

   

 

   

   

   

   

Name: Pehong Chen

   

   

   

   

Title: President, Chief Executive Officer and Interim Chief Financial Officer



 

 



 




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