Statement of Changes in Beneficial Ownership (4)
May 06 2020 - 4:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DeChellis Anthony |
2. Issuer Name and Ticker or Trading Symbol
BOSTON PRIVATE FINANCIAL HOLDINGS INC
[
BPFH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
BOSTON PRIVATE FINANCIAL HOLDINGS, INC., TEN POST OFFICE SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/5/2020 |
(Street)
BOSTON, MA 02109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/5/2020 | | P | | 100 | A | $7.22 | 208897.263 | D | |
Common Stock | 5/5/2020 | | P | | 200 | A | $7.23 | 209097.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.235 | 209197.263 | D | |
Common Stock | 5/5/2020 | | P | | 568 | A | $7.24 | 209765.263 | D | |
Common Stock | 5/5/2020 | | P | | 472 | A | $7.25 | 210237.263 | D | |
Common Stock | 5/5/2020 | | P | | 7600 | A | $7.26 | 217837.263 | D | |
Common Stock | 5/5/2020 | | P | | 400 | A | $7.265 | 218237.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.27 | 218337.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.295 | 218437.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.31 | 218537.263 | D | |
Common Stock | 5/5/2020 | | P | | 80 | A | $7.34 | 218617.263 | D | |
Common Stock | 5/5/2020 | | P | | 200 | A | $7.345 | 218817.263 | D | |
Common Stock | 5/5/2020 | | P | | 200 | A | $7.35 | 219017.263 | D | |
Common Stock | 5/5/2020 | | P | | 300 | A | $7.36 | 219317.263 | D | |
Common Stock | 5/5/2020 | | P | | 200 | A | $7.38 | 219517.263 | D | |
Common Stock | 5/5/2020 | | P | | 345 | A | $7.39 | 219862.263 | D | |
Common Stock | 5/5/2020 | | P | | 400 | A | $7.40 | 220262.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.415 | 220362.263 | D | |
Common Stock | 5/5/2020 | | P | | 200 | A | $7.425 | 220562.263 | D | |
Common Stock | 5/5/2020 | | P | | 29200 | A | $7.43 | 249762.263 | D | |
Common Stock | 5/5/2020 | | P | | 20100 | A | $7.44 | 269862.263 | D | |
Common Stock | 5/5/2020 | | P | | 330 | A | $7.45 | 270192.263 | D | |
Common Stock | 5/5/2020 | | P | | 80 | A | $7.46 | 270272.263 | D | |
Common Stock | 5/5/2020 | | P | | 170 | A | $7.47 | 270442.263 | D | |
Common Stock | 5/5/2020 | | P | | 100 | A | $7.50 | 270542.263 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DeChellis Anthony BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON, MA 02109 | X |
| CEO and President |
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Signatures
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/s/ Christopher Cooper, attorney-in-fact for Mr. DeChellis | | 5/6/2020 |
**Signature of Reporting Person | Date |
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